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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 35 Institutional holders with a total value of $37,046,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 2,101,174 7,165,000 19.34%
2 JACOBS ASSET MANAGEMENT, LLC 1,436,625 4,921,000 13.28%
3 MALTESE CAPITAL MANAGEMENT LLC 1,222,700 4,194,000 11.32%
4 BANC FUNDS CO LLC 1,155,564 3,964,000 10.70%
5 DIMENSIONAL FUND ADVISORS LP 1,099,972 3,751,000 10.13%
6 VANGUARD GROUP INC 763,766 2,604,000 7.03%
7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 605,083 2,073,000 5.60%
8 JWEST, LLC 510,739 1,762,000 4.76%
9 CONTINENTAL ADVISORS LLC 398,942 1,360,000 3.67%
10 Elizabeth Park Capital Advisors, Ltd. 364,561 1,248,000 3.37%
11 MARXE AUSTIN W & GREENHOUSE DAVID M 229,410 782,000 2.11%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 167,406 573,000 1.55%
13 PARADIGM CAPITAL MANAGEMENT INC/NY 126,650 434,000 1.17%
14 EDMUNDS WHITE PARTNERS LLC 125,468 430,000 1.16% SH
15 KMS FINANCIAL SERVICES, INC 99,528 341,000 0.92%
16 BlackRock Institutional Trust Company, N.A. 98,506 337,000 0.91%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 236,000 0.64%
18 BLACKTHORN INVESTMENT GROUP LLC 36,132 124,000 0.33%
19 BADGLEY PHELPS & BELL INC 36,330 124,000 0.33%
20 ALLIANCEBERNSTEIN L.P. 35,088 120,000 0.32%
21 GEODE CAPITAL MANAGEMENT, LLC 33,144 113,000 0.31%
22 NORTHERN TRUST CORP 32,376 111,000 0.30%
23 UBS AG 29,000 99,000 0.27%
24 STATE STREET CORP 12,635 44,000 0.12%
25 ALPINE WOODS CAPITAL INVESTORS, LLC 11,000 38,000 0.10%
26 Commonwealth Equity Services, Inc 10,768 37,000 0.10%
27 Nationwide Fund Advisors 5,811 20,000 0.05%
28 BLACKROCK ADVISORS LLC 4,146 14,000 0.04%
29 MUFG Americas Holdings Corp 3,000 10,000 0.03%
30 MORGAN STANLEY 2,558 9,000 0.02%
31 NEW ENGLAND SECURITIES CORP /MA/ 1,000 3,000 0.01%
32 WELLS FARGO & COMPANY/MN 763 3,000 0.01%
33 BARCLAYS PLC 200 1,000 0.00%
34 Tower Research Capital LLC (TRC) 269 1,000 0.00%
35 ROYAL BANK OF CANADA 21 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.