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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 50 Institutional holders with a total value of $54,694,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 1,957,438 9,259,000 16.93%
2 WELLINGTON MANAGEMENT GROUP LLP 1,505,284 7,120,000 13.02%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,187,070 5,615,000 10.27%
4 DIMENSIONAL FUND ADVISORS LP 1,134,489 5,366,000 9.81%
5 BANC FUNDS CO LLC 944,564 4,468,000 8.17%
6 PL Capital Advisors, LLC 715,630 3,385,000 6.19%
7 MALTESE CAPITAL MANAGEMENT LLC 643,700 3,045,000 5.57%
8 Elizabeth Park Capital Advisors, Ltd. 614,815 2,908,000 5.32%
9 VANGUARD GROUP INC 516,156 2,442,000 4.46%
10 JACOBS ASSET MANAGEMENT, LLC 488,696 2,312,000 4.23%
11 ALLIANCEBERNSTEIN L.P. 468,203 2,215,000 4.05%
12 CONTINENTAL ADVISORS LLC 306,532 1,450,000 2.65%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 297,484 1,407,000 2.57%
14 BlackRock Institutional Trust Company, N.A. 128,089 606,000 1.11%
15 Municipal Employees' Retirement System of Michigan 103,820 491,000 0.90%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 328,000 0.60%
17 BlackRock Fund Advisors 63,459 300,000 0.55%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,145 237,000 0.43%
19 GEODE CAPITAL MANAGEMENT, LLC 45,654 215,000 0.39%
20 Cambridge Investment Research Advisors, Inc. 32,720 155,000 0.28%
21 BADGLEY PHELPS & BELL INC 32,230 152,000 0.28%
22 NORTHERN TRUST CORP 28,800 137,000 0.25%
23 Bank of New York Mellon Corp 22,762 108,000 0.20%
24 Freestone Capital Holdings, LLC 20,999 99,000 0.18%
25 LPL Financial LLC 19,307 92,000 0.17%
26 UBS Group AG 13,875 66,000 0.12%
27 MORGAN STANLEY 13,690 65,000 0.12%
28 ZPR Investment Management 13,173 62,000 0.11%
29 WEDBUSH SECURITIES INC 13,000 61,000 0.11%
30 STATE STREET CORP 11,435 54,000 0.10%
31 Creative Planning 11,185 53,000 0.10%
32 Spark Investment Management LLC 11,000 52,000 0.10%
33 DEUTSCHE BANK AG\ 10,600 50,000 0.09%
34 RENAISSANCE TECHNOLOGIES LLC 10,600 50,000 0.09%
35 FineMark National Bank & Trust 9,492 45,000 0.08%
36 BLACKROCK ADVISORS LLC 8,387 40,000 0.07%
37 ACADIAN ASSET MANAGEMENT LLC 7,409 35,000 0.06%
38 Nationwide Fund Advisors 5,811 27,000 0.05%
39 AXA S.A. 5,600 26,000 0.05%
40 BANK OF MONTREAL /CAN/ 5,000 24,000 0.04%
41 BlackRock Investment Management, LLC 3,813 18,000 0.03%
42 GENEOS WEALTH MANAGEMENT INC. 3,000 14,000 0.03%
43 MUFG Americas Holdings Corp 3,000 14,000 0.03%
44 Brandywine Global Investment Management, LLC 2,400 12,000 0.02%
45 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,305 6,000 0.01%
46 WELLS FARGO & COMPANY/MN 761 4,000 0.01%
47 Tower Research Capital LLC (TRC) 697 3,000 0.01%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 211 1,000 0.00%
49 THOMPSON DAVIS & CO., INC. 20 0 0.00%
50 BANK OF AMERICA CORP /DE/ 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.