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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 51 Institutional holders with a total value of $48,834,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,991,013 8,362,000 17.12%
2 Ancora Advisors LLC 1,957,438 8,221,000 16.83%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,511,248 6,347,000 13.00%
4 DIMENSIONAL FUND ADVISORS LP 1,136,460 4,773,000 9.77%
5 BANC FUNDS CO LLC 960,564 4,034,000 8.26%
6 MALTESE CAPITAL MANAGEMENT LLC 630,400 2,648,000 5.42%
7 Elizabeth Park Capital Advisors, Ltd. 593,950 2,495,000 5.11%
8 VANGUARD GROUP INC 516,653 2,170,000 4.44%
9 JACOBS ASSET MANAGEMENT, LLC 488,696 2,053,000 4.20%
10 ALLIANCEBERNSTEIN L.P. 433,933 1,823,000 3.73%
11 CONTINENTAL ADVISORS LLC 306,532 1,287,000 2.64%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 297,484 1,249,000 2.56%
13 BlackRock Institutional Trust Company, N.A. 137,481 577,000 1.18%
14 Municipal Employees' Retirement System of Michigan 70,520 296,000 0.61%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 291,000 0.60%
16 BlackRock Fund Advisors 59,107 248,000 0.51%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,145 211,000 0.43%
18 LPL Financial LLC 38,614 176,000 0.36%
19 Confluence Wealth Management LLC 41,767 175,000 0.36%
20 GEODE CAPITAL MANAGEMENT, LLC 41,487 174,000 0.36%
21 Cambridge Investment Research Advisors, Inc. 32,720 137,000 0.28%
22 BADGLEY PHELPS & BELL INC 32,230 135,000 0.28%
23 NORTHERN TRUST CORP 29,097 122,000 0.25%
24 Bank of New York Mellon Corp 21,942 92,000 0.19%
25 Freestone Capital Holdings, LLC 20,999 88,000 0.18%
26 MORGAN STANLEY 13,923 57,000 0.12%
27 WEDBUSH SECURITIES INC 13,000 55,000 0.11%
28 UBS Group AG 12,437 52,000 0.11%
29 ZPR Investment Management 12,209 51,000 0.10%
30 SG Capital Management LLC 11,602 49,000 0.10%
31 STATE STREET CORP 11,435 48,000 0.10%
32 Creative Planning 11,185 47,000 0.10%
33 ALPINE WOODS CAPITAL INVESTORS, LLC 11,000 46,000 0.09%
34 FineMark National Bank & Trust 9,492 40,000 0.08%
35 BLACKROCK ADVISORS LLC 8,387 35,000 0.07%
36 ACADIAN ASSET MANAGEMENT LLC 7,409 31,000 0.06%
37 Nationwide Fund Advisors 5,811 24,000 0.05%
38 AXA S.A. 5,600 24,000 0.05%
39 BANK OF MONTREAL /CAN/ 5,000 21,000 0.04%
40 BlackRock Investment Management, LLC 4,012 17,000 0.03%
41 MUFG Americas Holdings Corp 3,000 13,000 0.03%
42 GENEOS WEALTH MANAGEMENT INC. 3,000 12,000 0.02%
43 Brandywine Global Investment Management, LLC 2,400 11,000 0.02%
44 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,305 6,000 0.01%
45 Tower Research Capital LLC (TRC) 1,027 4,000 0.01%
46 WELLS FARGO & COMPANY/MN 763 3,000 0.01%
47 FEDERATED HERMES, INC. 418 2,000 0.00%
48 DEUTSCHE BANK AG\ 300 1,000 0.00%
49 GLOBEFLEX CAPITAL L P 220 1,000 0.00%
50 THOMPSON DAVIS & CO., INC. 20 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.