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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 58 Institutional holders with a total value of $81,990,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 2 0 0.00%
2 THOMPSON DAVIS & CO., INC. 20 0 0.00%
3 GLOBEFLEX CAPITAL L P 188 1,000 0.00%
4 WELLS FARGO & COMPANY/MN 761 5,000 0.01%
5 Brandywine Global Investment Management, LLC 2,380 17,000 0.02%
6 MUFG Americas Holdings Corp 3,000 21,000 0.03%
7 GENEOS WEALTH MANAGEMENT INC. 3,000 21,000 0.03%
8 BlackRock Investment Management, LLC 3,813 27,000 0.03%
9 Segantii Capital Management Ltd 3,900 28,000 0.03%
10 BANK OF MONTREAL /CAN/ 5,000 30,000 0.04%
11 BLACKROCK ADVISORS LLC 5,394 38,000 0.05%
12 Nationwide Fund Advisors 5,811 41,000 0.05%
13 UBS Group AG 11,034 77,000 0.09%
14 Creative Planning 11,185 78,000 0.10%
15 STATE STREET CORP 11,435 80,000 0.10%
16 A.R.T. Advisors, LLC 11,794 82,000 0.10%
17 Janney Montgomery Scott LLC 12,500 88,000 0.11%
18 GOLDMAN SACHS GROUP INC 14,738 103,000 0.13%
19 FineMark National Bank & Trust 14,992 105,000 0.13%
20 JPMORGAN CHASE & CO 20,258 142,000 0.17%
21 Freestone Capital Holdings, LLC 20,999 147,000 0.18%
22 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 22,444 157,000 0.19%
23 Bank of New York Mellon Corp 23,834 167,000 0.20%
24 BADGLEY PHELPS & BELL INC 24,000 168,000 0.20%
25 ACROSPIRE INVESTMENT MANAGEMENT LLC 24,235 170,000 0.21%
26 CONTEXT BH CAPITAL MANAGEMENT, LP 27,015 189,000 0.23%
27 EAGLE GLOBAL ADVISORS LLC 28,281 198,000 0.24%
28 Spark Investment Management LLC 28,800 201,000 0.25%
29 WEDBUSH SECURITIES INC 29,000 203,000 0.25%
30 LPL Financial LLC 30,407 219,000 0.27%
31 NORTHERN TRUST CORP 35,950 251,000 0.31%
32 MAI Capital Management 36,815 258,000 0.31%
33 Cambridge Investment Research Advisors, Inc. 40,431 283,000 0.35%
34 ACADIAN ASSET MANAGEMENT LLC 49,793 348,000 0.42%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,145 351,000 0.43%
36 WEDGE CAPITAL MANAGEMENT L L P/NC 51,300 359,000 0.44%
37 GEODE CAPITAL MANAGEMENT, LLC 52,549 367,000 0.45%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 485,000 0.59%
39 STIFEL FINANCIAL CORP 71,946 503,000 0.61%
40 BlackRock Fund Advisors 73,389 514,000 0.63%
41 DEUTSCHE BANK AG\ 82,505 577,000 0.70%
42 RENAISSANCE TECHNOLOGIES LLC 96,300 674,000 0.82%
43 BlackRock Institutional Trust Company, N.A. 98,902 692,000 0.84%
44 Municipal Employees' Retirement System of Michigan 103,820 727,000 0.89%
45 MORGAN STANLEY 137,755 963,000 1.17%
46 VANGUARD GROUP INC 237,606 1,663,000 2.03%
47 JACOBS ASSET MANAGEMENT, LLC 279,717 1,958,000 2.39%
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 297,484 2,082,000 2.54%
49 CONTINENTAL ADVISORS LLC 306,532 2,146,000 2.62%
50 ALLIANCEBERNSTEIN L.P. 468,203 3,277,000 4.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.