| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 221,923 | 3,820,000 | 34.93% | ||
| 2 | WELLS FARGO & COMPANY/MN | 172,938 | 2,976,000 | 27.21% | ||
| 3 | UBS AG | 75,330 | 1,296,000 | 11.85% | ||
| 4 | BNP PARIBAS FINANCIAL MARKETS | 28,635 | 512,280 | 4.68% | ||
| 5 | Thomas J. Herzfeld Advisors, Inc. | 22,001 | 379,000 | 3.47% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 21,321 | 367,000 | 3.36% | ||
| 7 | Investors Capital Advisory Services | 17,600 | 302,000 | 2.76% | ||
| 8 | RONALD BLUE & CO LLC | 17,500 | 301,000 | 2.75% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,500 | 284,000 | 2.60% | ||
| 10 | B. Riley Wealth Management, Inc. | 16,000 | 275,000 | 2.51% | ||
| 11 | ROYAL BANK OF CANADA | 14,700 | 253,000 | 2.31% | ||
| 12 | First Allied Advisory Services, Inc. | 10,000 | 172,000 | 1.57% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
