| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 368,904 | 7,058,000 | 44.85% | ||
| 2 | WELLS FARGO & COMPANY/MN | 173,833 | 3,325,000 | 21.13% | ||
| 3 | UBS AG | 68,731 | 1,315,000 | 8.36% | ||
| 4 | BNP PARIBAS FINANCIAL MARKETS | 37,735 | 721,871 | 4.59% | ||
| 5 | HighTower Advisors, LLC | 25,000 | 478,000 | 3.04% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 22,001 | 421,000 | 2.68% | ||
| 7 | Investors Capital Advisory Services | 17,600 | 336,000 | 2.14% | ||
| 8 | RONALD BLUE & CO LLC | 17,500 | 335,000 | 2.13% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,500 | 316,000 | 2.01% | ||
| 10 | Virtu KCG Holdings LLC | 15,924 | 304,000 | 1.93% | ||
| 11 | B. Riley Wealth Management, Inc. | 15,000 | 286,000 | 1.82% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 11,112 | 212,000 | 1.35% | ||
| 13 | CITADEL ADVISORS LLC | 11,035 | 211,000 | 1.34% | ||
| 14 | ROYAL BANK OF CANADA | 10,800 | 207,000 | 1.32% | ||
| 15 | First Allied Advisory Services, Inc. | 10,000 | 191,000 | 1.21% | ||
| 16 | DEUTSCHE BANK AG\ | 1,000 | 19,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.