| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 240,266 | 4,188,000 | 19.14% | ||
| 2 | Oxbow Advisors, LLC | 236,808 | 4,128,000 | 18.87% | ||
| 3 | WELLS FARGO & COMPANY/MN | 213,734 | 3,726,000 | 17.03% | ||
| 4 | Advisors Asset Management, Inc. | 160,567 | 2,805,000 | 12.82% | ||
| 5 | UBS Group AG | 155,520 | 2,711,000 | 12.39% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 96,069 | 1,678,000 | 7.67% | ||
| 7 | Invesco Ltd. | 46,714 | 814,000 | 3.72% | ||
| 8 | Stonehage Fleming Financial Services Holdings Ltd | 25,700 | 448,000 | 2.05% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,996 | 279,000 | 1.28% | ||
| 10 | Investors Capital Advisory Services | 15,404 | 268,000 | 1.23% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 12,917 | 225,000 | 1.03% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 11,480 | 200,000 | 0.91% | PRN | |
| 13 | OPPENHEIMER & CO INC | 10,350 | 180,000 | 0.82% | ||
| 14 | ROYAL BANK OF CANADA | 6,300 | 110,000 | 0.50% | ||
| 15 | B. Riley Wealth Management, Inc. | 3,000 | 52,000 | 0.24% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 26,000 | 0.12% | ||
| 17 | DEUTSCHE BANK AG\ | 1,000 | 17,000 | 0.08% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 901 | 16,000 | 0.07% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 300 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
