| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 2,281,510 | 23,087,000 | 54.41% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 359,624 | 3,614,000 | 8.52% | ||
| 3 | Advisors Asset Management, Inc. | 305,072 | 3,066,000 | 7.23% | ||
| 4 | UBS Group AG | 300,046 | 3,036,000 | 7.16% | ||
| 5 | MORGAN STANLEY | 286,455 | 2,899,000 | 6.83% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 149,139 | 1,509,000 | 3.56% | ||
| 7 | Invesco Ltd. | 114,420 | 1,158,000 | 2.73% | ||
| 8 | WELLS FARGO & COMPANY/MN | 113,583 | 1,149,000 | 2.71% | ||
| 9 | Virtu KCG Holdings LLC | 58,804 | 595,000 | 1.40% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 39,494 | 400,000 | 0.94% | ||
| 11 | DOLIVER ADVISORS, LP | 37,795 | 382,000 | 0.90% | ||
| 12 | SG Americas Securities, LLC | 29,879 | 302,000 | 0.71% | ||
| 13 | NORTHERN CAPITAL MANAGEMENT LLC | 20,675 | 209,000 | 0.49% | ||
| 14 | Weiss Asset Management LP | 18,012 | 181,000 | 0.43% | ||
| 15 | STEEL GROVE CAPITAL ADVISORS, LLC | 16,166 | 164,000 | 0.39% | ||
| 16 | CITADEL ADVISORS LLC | 15,111 | 152,000 | 0.36% | ||
| 17 | Bank of New York Mellon Corp | 14,215 | 144,000 | 0.34% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,956 | 141,000 | 0.33% | ||
| 19 | ROYAL BANK OF CANADA | 11,399 | 115,000 | 0.27% | ||
| 20 | Investors Capital Advisory Services | 10,847 | 109,000 | 0.26% | ||
| 21 | DEUTSCHE BANK AG\ | 1,000 | 10,000 | 0.02% | ||
| 22 | Tower Research Capital LLC (TRC) | 637 | 6,000 | 0.01% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 310 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
