| 1 |
Oxbow Advisors, LLC |
1,944,102 |
29,683,000 |
56.06% |
|
|
| 2 |
UBS Group AG |
280,334 |
4,281,000 |
8.08% |
|
|
| 3 |
MORGAN STANLEY |
259,582 |
3,964,000 |
7.49% |
|
|
| 4 |
Advisors Asset Management, Inc. |
259,436 |
3,962,000 |
7.48% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
201,076 |
3,071,000 |
5.80% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
169,922 |
2,594,000 |
4.90% |
|
|
| 7 |
Yakira Capital Management, Inc. |
59,217 |
904,000 |
1.71% |
|
SH |
| 8 |
Invesco Ltd. |
44,695 |
682,000 |
1.29% |
|
|
| 9 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
37,055 |
565,000 |
1.07% |
|
|
| 10 |
Stonehage Fleming Financial Services Holdings Ltd |
25,700 |
392,000 |
0.74% |
|
|
| 11 |
Weiss Asset Management LP |
21,068 |
322,000 |
0.61% |
|
|
| 12 |
ROYAL BANK OF CANADA |
17,300 |
264,000 |
0.50% |
|
|
| 13 |
USCA RIA LLC |
17,200 |
263,000 |
0.50% |
|
|
| 14 |
KING INVESTMENT ADVISORS INC/TX |
15,205 |
232,000 |
0.44% |
|
|
| 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
14,942 |
228,000 |
0.43% |
|
|
| 16 |
Investors Capital Advisory Services |
14,410 |
220,000 |
0.42% |
|
|
| 17 |
RAYMOND JAMES & ASSOCIATES |
14,167 |
216,000 |
0.41% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
13,488 |
206,000 |
0.39% |
|
|
| 19 |
GEODE CAPITAL MANAGEMENT, LLC |
13,052 |
199,000 |
0.38% |
|
PRN |
| 20 |
Virtu KCG Holdings LLC |
12,956 |
198,000 |
0.37% |
|
|
| 21 |
Quinn Opportunity Partners LLC |
10,740 |
164,000 |
0.31% |
|
|
| 22 |
B. Riley Wealth Management, Inc. |
7,000 |
106,000 |
0.20% |
|
|
| 23 |
NINE MASTS CAPITAL Ltd |
6,500 |
99,000 |
0.19% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
5,589 |
85,000 |
0.16% |
|
|
| 25 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,500 |
23,000 |
0.04% |
|
|
| 26 |
DEUTSCHE BANK AG\ |
1,000 |
15,000 |
0.03% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
901 |
14,000 |
0.03% |
|
|
