| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 42 | 0 | 0.00% | ||
| 2 | DEUTSCHE BANK AG\ | 1,000 | 11,000 | 0.02% | ||
| 3 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 18,000 | 0.04% | ||
| 4 | Investors Capital Advisory Services | 10,944 | 127,000 | 0.27% | ||
| 5 | Bank of New York Mellon Corp | 14,215 | 166,000 | 0.36% | ||
| 6 | USCA RIA LLC | 14,700 | 172,000 | 0.37% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,317 | 190,000 | 0.41% | ||
| 8 | ROYAL BANK OF CANADA | 21,750 | 254,000 | 0.55% | ||
| 9 | STEEL GROVE CAPITAL ADVISORS, LLC | 23,228 | 271,000 | 0.59% | ||
| 10 | Stonehage Fleming Financial Services Holdings Ltd | 25,700 | 300,000 | 0.65% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 33,344 | 389,000 | 0.84% | ||
| 12 | Invesco Ltd. | 77,049 | 899,000 | 1.94% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 149,867 | 1,749,000 | 3.78% | ||
| 14 | WELLS FARGO & COMPANY/MN | 170,069 | 1,984,000 | 4.29% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 227,049 | 2,649,000 | 5.73% | ||
| 16 | MORGAN STANLEY | 272,962 | 3,185,000 | 6.88% | ||
| 17 | Advisors Asset Management, Inc. | 284,303 | 3,318,000 | 7.17% | ||
| 18 | UBS Group AG | 386,069 | 4,505,000 | 9.74% | ||
| 19 | Oxbow Advisors, LLC | 2,234,889 | 26,081,000 | 56.37% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
