| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BB&T SECURITIES, LLC | 13,455 | 2,456,000 | 25.77% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 103,629 | 1,892,000 | 19.85% | ||
| 3 | UBS AG | 57,238 | 1,045,000 | 10.97% | ||
| 4 | Robert W. Baird & Co. Inc | 56,418 | 1,030,000 | 10.81% | ||
| 5 | WELLS FARGO & COMPANY/MN | 54,507 | 995,000 | 10.44% | ||
| 6 | OPPENHEIMER & CO INC | 49,550 | 905,000 | 9.50% | ||
| 7 | FIRST TRUST ADVISORS LP | 18,140 | 331,000 | 3.47% | ||
| 8 | HighTower Advisors, LLC | 16,680 | 305,000 | 3.20% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 13,600 | 248,000 | 2.60% | ||
| 10 | ROYAL BANK OF CANADA | 7,000 | 128,000 | 1.34% | ||
| 11 | MORGAN STANLEY | 5,830 | 106,000 | 1.11% | ||
| 12 | DEUTSCHE BANK AG\ | 3,700 | 67,000 | 0.70% | ||
| 13 | THOMPSON DAVIS & CO., INC. | 1,000 | 18,000 | 0.19% | ||
| 14 | MSI Financial Services Inc | 210 | 4,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
