| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 107,399 | 1,852,000 | 19.35% | ||
| 2 | FIRST TRUST ADVISORS LP | 94,539 | 1,631,000 | 17.04% | ||
| 3 | BAIRD FINANCIAL GROUP, INC. | 68,710 | 1,185,000 | 12.38% | ||
| 4 | WELLS FARGO & COMPANY/MN | 57,460 | 991,000 | 10.35% | ||
| 5 | MORGAN STANLEY | 45,252 | 781,000 | 8.16% | ||
| 6 | OPPENHEIMER & CO INC | 42,200 | 728,000 | 7.61% | ||
| 7 | Invesco Ltd. | 32,004 | 552,000 | 5.77% | ||
| 8 | BB&T SECURITIES, LLC | 29,843 | 514,000 | 5.37% | ||
| 9 | ALLIANCEBERNSTEIN L.P. | 27,000 | 466,000 | 4.87% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 19,200 | 331,000 | 3.46% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 13,210 | 228,000 | 2.38% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 6,681 | 115,000 | 1.20% | ||
| 13 | ROYAL BANK OF CANADA | 5,050 | 87,000 | 0.91% | ||
| 14 | FIFTH THIRD BANCORP | 2,500 | 43,000 | 0.45% | ||
| 15 | BANK OF MONTREAL /CAN/ | 1,951 | 34,000 | 0.36% | ||
| 16 | JFS WEALTH ADVISORS, LLC | 1,000 | 17,000 | 0.18% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 660 | 11,000 | 0.11% | ||
| 18 | MSI Financial Services Inc | 210 | 4,000 | 0.04% | ||
| 19 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
