| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 94,913 | 1,771,000 | 20.02% | ||
| 2 | Robert W. Baird & Co. Inc | 80,505 | 1,502,000 | 16.98% | ||
| 3 | UBS Group AG | 80,268 | 1,498,000 | 16.94% | ||
| 4 | WELLS FARGO & COMPANY/MN | 58,165 | 1,085,000 | 12.27% | ||
| 5 | OPPENHEIMER & CO INC | 41,800 | 780,000 | 8.82% | ||
| 6 | Invesco Ltd. | 41,773 | 779,000 | 8.81% | ||
| 7 | MORGAN STANLEY | 40,565 | 757,000 | 8.56% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 20,150 | 376,000 | 4.25% | ||
| 9 | DEUTSCHE BANK AG\ | 6,200 | 115,000 | 1.30% | ||
| 10 | ROYAL BANK OF CANADA | 5,700 | 106,000 | 1.20% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 2,097 | 39,000 | 0.44% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 856 | 15,000 | 0.17% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 660 | 12,316 | 0.14% | ||
| 14 | MSI Financial Services Inc | 320 | 6,000 | 0.07% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 167 | 3,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 21 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
