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PRINCIPAL REAL ESTATE INCOME
PRINCIPAL REAL ESTATE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 17 Institutional holders with a total value of $11,629,573.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 14,929 2,843,000 24.45%
2 FIRST TRUST ADVISORS LP 87,821 1,673,000 14.39%
3 UBS AG 84,731 1,614,000 13.88%
4 Robert W. Baird & Co. Inc 71,749 1,367,000 11.75% SH
5 WELLS FARGO & COMPANY/MN 53,581 1,021,000 8.78%
6 OPPENHEIMER & CO INC 49,200 937,000 8.06%
7 Invesco Ltd. 35,514 677,000 5.82%
8 MORGAN STANLEY 34,960 666,000 5.73%
9 RAYMOND JAMES & ASSOCIATES 14,600 278,000 2.39%
10 CITADEL ADVISORS LLC 11,019 209,000 1.80%
11 DEUTSCHE BANK AG\ 9,600 182,000 1.56%
12 ROYAL BANK OF CANADA 5,100 97,000 0.83%
13 BANK OF MONTREAL /CAN/ 1,400 27,000 0.23%
14 THOMPSON DAVIS & CO., INC. 1,000 19,000 0.16%
15 AMERICAN INTERNATIONAL GROUP, INC. 660 12,573 0.11%
16 MSI Financial Services Inc 285 5,000 0.04%
17 Tower Research Capital LLC (TRC) 99 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.