| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 92,833 | 1,724,000 | 18.44% | ||
| 2 | UBS Group AG | 86,836 | 1,613,000 | 17.25% | ||
| 3 | BAIRD FINANCIAL GROUP, INC. | 70,809 | 1,315,000 | 14.07% | ||
| 4 | WELLS FARGO & COMPANY/MN | 64,102 | 1,190,000 | 12.73% | ||
| 5 | MORGAN STANLEY | 44,756 | 832,000 | 8.90% | ||
| 6 | OPPENHEIMER & CO INC | 41,950 | 779,000 | 8.33% | ||
| 7 | Invesco Ltd. | 35,052 | 651,000 | 6.96% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 23,200 | 431,000 | 4.61% | ||
| 9 | Virtu KCG Holdings LLC | 16,571 | 308,000 | 3.29% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 10,707 | 199,000 | 2.13% | ||
| 11 | DEUTSCHE BANK AG\ | 6,000 | 111,000 | 1.19% | ||
| 12 | ROYAL BANK OF CANADA | 5,550 | 103,000 | 1.10% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 3,301 | 61,000 | 0.65% | ||
| 14 | Tower Research Capital LLC (TRC) | 707 | 13,000 | 0.14% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 660 | 12,256 | 0.13% | ||
| 16 | MSI Financial Services Inc | 340 | 6,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
