| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 100,767 | 1,784,000 | 18.46% | ||
| 2 | FIRST TRUST ADVISORS LP | 92,796 | 1,642,000 | 16.99% | ||
| 3 | WELLS FARGO & COMPANY/MN | 58,330 | 1,032,000 | 10.68% | ||
| 4 | AMERIPRISE FINANCIAL INC | 47,187 | 835,000 | 8.64% | ||
| 5 | MORGAN STANLEY | 46,472 | 822,000 | 8.50% | ||
| 6 | STIFEL FINANCIAL CORP | 43,056 | 762,000 | 7.88% | ||
| 7 | Invesco Ltd. | 41,920 | 742,000 | 7.68% | ||
| 8 | BAIRD FINANCIAL GROUP, INC. | 30,124 | 533,000 | 5.51% | ||
| 9 | BB&T SECURITIES, LLC | 27,683 | 489,000 | 5.06% | ||
| 10 | CLOUGH CAPITAL PARTNERS L P | 16,352 | 289,000 | 2.99% | ||
| 11 | Virtu KCG Holdings LLC | 13,241 | 234,000 | 2.42% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 10,449 | 185,000 | 1.91% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 7,715 | 137,000 | 1.42% | ||
| 14 | ADVISOR GROUP, INC. | 3,160 | 55,000 | 0.57% | ||
| 15 | ROYAL BANK OF CANADA | 2,374 | 42,000 | 0.43% | ||
| 16 | BANK OF MONTREAL /CAN/ | 1,951 | 35,000 | 0.36% | ||
| 17 | IFP ADVISORS, INC | 1,065 | 19,000 | 0.20% | ||
| 18 | US BANCORP \DE\ | 800 | 14,000 | 0.14% | ||
| 19 | Tower Research Capital LLC (TRC) | 590 | 10,000 | 0.10% | ||
| 20 | MSI Financial Services Inc | 210 | 4,000 | 0.04% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
