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PRINCIPAL REAL ESTATE INCOME
PRINCIPAL REAL ESTATE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 15 Institutional holders with a total value of $9,590,857.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 93,262 1,817,000 18.95%
2 UBS Group AG 86,972 1,695,000 17.67%
3 Robert W. Baird & Co. Inc 72,770 1,418,000 14.78%
4 WELLS FARGO & COMPANY/MN 70,295 1,370,000 14.28%
5 MORGAN STANLEY 41,819 814,000 8.49%
6 OPPENHEIMER & CO INC 40,350 786,000 8.20%
7 Invesco Ltd. 39,911 777,000 8.10%
8 RAYMOND JAMES & ASSOCIATES 23,200 452,000 4.71%
9 DEUTSCHE BANK AG\ 12,000 232,000 2.42%
10 ROYAL BANK OF CANADA 6,950 135,000 1.41%
11 CITIGROUP INC 2,051 40,000 0.42%
12 WOLVERINE ASSET MANAGEMENT LLC 1,161 22,000 0.23%
13 BANK OF AMERICA CORP /DE/ 667 13,000 0.14%
14 AMERICAN INTERNATIONAL GROUP, INC. 660 12,857 0.13%
15 MSI Financial Services Inc 340 7,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.