| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 12 | 0 | 0.00% | ||
| 2 | SEI INVESTMENTS CO | 8 | 0 | 0.00% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40 | 1,000 | 0.01% | ||
| 4 | Tower Research Capital LLC (TRC) | 194 | 3,000 | 0.03% | ||
| 5 | US BANCORP \DE\ | 800 | 14,000 | 0.13% | ||
| 6 | NEXT Financial Group, Inc | 1,231 | 22,000 | 0.20% | ||
| 7 | ROYAL BANK OF CANADA | 3,748 | 66,000 | 0.59% | ||
| 8 | ADVISOR GROUP, INC. | 7,960 | 141,000 | 1.26% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 10,114 | 179,000 | 1.60% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 12,015 | 212,000 | 1.90% | ||
| 11 | Invesco Ltd. | 18,711 | 330,000 | 2.96% | ||
| 12 | Shaker Financial Services, LLC | 19,885 | 351,000 | 3.15% | ||
| 13 | CLOUGH CAPITAL PARTNERS L P | 25,552 | 451,000 | 4.04% | ||
| 14 | BB&T SECURITIES, LLC | 26,843 | 473,000 | 4.24% | ||
| 15 | BAIRD FINANCIAL GROUP, INC. | 30,427 | 537,000 | 4.81% | ||
| 16 | DOLIVER ADVISORS, LP | 33,354 | 589,000 | 5.28% | ||
| 17 | MORGAN STANLEY | 39,897 | 704,000 | 6.31% | ||
| 18 | STIFEL FINANCIAL CORP | 42,431 | 748,000 | 6.71% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,097 | 1,078,000 | 9.67% | ||
| 20 | WELLS FARGO & COMPANY/MN | 61,809 | 1,091,000 | 9.78% | ||
| 21 | FIRST TRUST ADVISORS LP | 62,169 | 1,097,000 | 9.84% | ||
| 22 | AMERIPRISE FINANCIAL INC | 62,891 | 1,111,000 | 9.96% | ||
| 23 | UBS Group AG | 110,762 | 1,955,000 | 17.53% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
