| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SEI INVESTMENTS CO | 8 | 0 | 0.00% | ||
| 2 | CITIGROUP INC | 13 | 0 | 0.00% | ||
| 3 | PATHSTONE FAMILY OFFICE, LLC | 122 | 2,000 | 0.01% | ||
| 4 | INTELLECTUS PARTNERS, LLC | 7,051 | 124,000 | 0.91% | ||
| 5 | ROYAL BANK OF CANADA | 10,258 | 180,000 | 1.32% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 14,700 | 258,000 | 1.90% | ||
| 7 | MORGAN STANLEY | 24,303 | 426,000 | 3.14% | ||
| 8 | CLOUGH CAPITAL PARTNERS L P | 24,812 | 435,000 | 3.20% | ||
| 9 | DOLIVER ADVISORS, LP | 26,257 | 461,000 | 3.39% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 27,507 | 483,000 | 3.55% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 32,499 | 570,000 | 4.19% | ||
| 12 | BB&T SECURITIES, LLC | 33,720 | 591,000 | 4.35% | ||
| 13 | ADVISOR GROUP, INC. | 35,120 | 616,000 | 4.53% | ||
| 14 | Invesco Ltd. | 37,876 | 664,000 | 4.89% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 57,928 | 1,016,000 | 7.48% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 58,874 | 1,033,000 | 7.60% | ||
| 17 | ROBINSON CAPITAL MANAGEMENT, LLC | 61,097 | 1,072,000 | 7.89% | ||
| 18 | AMERIPRISE FINANCIAL INC | 63,608 | 1,116,000 | 8.21% | ||
| 19 | WELLS FARGO & COMPANY/MN | 75,287 | 1,321,000 | 9.72% | ||
| 20 | FIRST TRUST ADVISORS LP | 86,200 | 1,512,000 | 11.13% | ||
| 21 | UBS Group AG | 97,401 | 1,708,000 | 12.57% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
