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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 48 Institutional holders with a total value of $56,379,726.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,578,177 13,509,000 23.96%
2 MORGAN STANLEY 1,265,618 10,834,000 19.22%
3 ROYAL BANK OF CANADA 1,217,366 10,420,000 18.48%
4 HighTower Advisors, LLC 1,128,698 9,668,000 17.15%
5 Janney Montgomery Scott LLC 175,899 1,506,000 2.67%
6 Commonwealth Equity Services, Inc 163,810 1,402,000 2.49%
7 UBS Group AG 106,626 912,000 1.62%
8 NATIONAL PLANNING CORP 102,151 870,000 1.54%
9 WOODMONT INVESTMENT COUNSEL LLC 89,250 764,000 1.36%
10 MML INVESTORS SERVICES, INC. 87,230 747,000 1.32%
11 Virtu KCG Holdings LLC 60,504 518,000 0.92%
12 RESOURCES INVESTMENT ADVISORS, INC. 50,306 430,000 0.76%
13 LPL Financial LLC 49,457 423,000 0.75%
14 V WEALTH MANAGEMENT,LLC 48,860 416,000 0.74%
15 Advisory Services Network, LLC 45,117 386,000 0.68%
16 STEPHENS INC /AR/ 35,000 300,000 0.53%
17 BANK OF AMERICA CORP /DE/ 32,000 274,000 0.49%
18 Jacobus Wealth Management, Inc. 27,085 232,000 0.41%
19 CIBC BANK USA 27,085 232,000 0.41%
20 Virtu Financial LLC 26,022 223,000 0.40%
21 JANE STREET GROUP, LLC 25,929 222,000 0.39%
22 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 25,700 219,992 0.39%
23 TWO SIGMA SECURITIES, LLC 25,319 217,000 0.38%
24 Moors & Cabot, Inc. 24,300 210,000 0.37%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,800 178,000 0.32% Put
26 FRONTIER INVESTMENT MGMT CO 19,310 165,000 0.29%
27 CITADEL ADVISORS LLC 17,401 149,000 0.26%
28 STIFEL FINANCIAL CORP 14,923 128,000 0.23%
29 WOLVERINE TRADING LP /BD 14,843 127,000 0.23%
30 BANK OF MONTREAL /CAN/ 14,200 122,000 0.22%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,154 121,000 0.21%
32 CUTLER GROUP LLC / CA 10,485 89,000 0.16%
33 IFP ADVISORS, INC 8,875 76,000 0.13%
34 Creative Planning 6,457 55,000 0.10%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,086 43,000 0.08%
36 IHT WEALTH MANAGEMENT, LLC 18,479 41,000 0.07%
37 JPMORGAN CHASE & CO 4,374 37,000 0.07%
38 Orion Porfolio Solutions, LLC 3,811 33,000 0.06%
39 ENVESTNET ASSET MANAGEMENT INC 3,456 30,000 0.05%
40 ADVISOR GROUP, INC. 2,500 21,000 0.04%
41 GENEOS WEALTH MANAGEMENT INC. 2,400 20,000 0.04%
42 WFG Advisors, LP 533 5,000 0.01%
43 Tradewinds Capital Management, LLC 200 2,000 0.00%
44 NewEdge Advisors, LLC 200 1,734 0.00%
45 CUTLER GROUP LLC / CA 600 1,000 0.00% Put
46 CUTLER GROUP LLC / CA 300 0 0.00% Call
47 Parallax Volatility Advisers, L.P. 1 0 0.00%
48 SIMPLEX TRADING, LLC 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.