| 1 |
Broadfin Capital, LLC |
1,113,900 |
6,828,000 |
18.02% |
|
|
| 2 |
Opaleye Management Inc. |
1,050,000 |
6,437,000 |
16.99% |
|
|
| 3 |
JENNISON ASSOCIATES LLC |
676,870 |
4,149,000 |
10.95% |
|
|
| 4 |
VANGUARD GROUP INC |
561,379 |
3,441,000 |
9.08% |
|
|
| 5 |
PERCEPTIVE ADVISORS LLC |
465,225 |
2,852,000 |
7.53% |
|
|
| 6 |
BlackRock Fund Advisors |
443,740 |
2,720,000 |
7.18% |
|
|
| 7 |
BlackRock Institutional Trust Company, N.A. |
423,207 |
2,594,000 |
6.85% |
|
|
| 8 |
BAILLIE GIFFORD & CO |
360,650 |
2,211,000 |
5.84% |
|
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
132,583 |
812,000 |
2.14% |
|
|
| 10 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
119,000 |
729,000 |
1.92% |
|
|
| 11 |
STATE STREET CORP |
112,073 |
688,000 |
1.82% |
|
|
| 12 |
Alyeska Investment Group, L.P. |
71,383 |
438,000 |
1.16% |
|
|
| 13 |
Bank of New York Mellon Corp |
58,997 |
361,000 |
0.95% |
|
|
| 14 |
BlackRock Investment Management, LLC |
56,532 |
347,000 |
0.92% |
|
|
| 15 |
NORTHERN TRUST CORP |
52,929 |
324,000 |
0.86% |
|
|
| 16 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
52,648 |
323,000 |
0.85% |
|
|
| 17 |
LPL Financial LLC |
46,947 |
298,000 |
0.79% |
|
|
| 18 |
RENAISSANCE TECHNOLOGIES LLC |
43,408 |
266,000 |
0.70% |
|
|
| 19 |
CARL DOMINO INC |
34,134 |
209,000 |
0.55% |
|
|
| 20 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
30,734 |
188,000 |
0.50% |
|
|
| 21 |
TEACHERS ADVISORS, LLC |
24,212 |
148,000 |
0.39% |
|
|
| 22 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
23,712 |
146,000 |
0.39% |
|
|
| 23 |
WHITE PINE CAPITAL LLC |
20,000 |
123,000 |
0.32% |
|
|
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
15,424 |
95,000 |
0.25% |
|
|
| 25 |
VAN ECK ASSOCIATES CORP |
15,341 |
94,000 |
0.25% |
|
|
| 26 |
VOYA INVESTMENT MANAGEMENT LLC |
14,233 |
87,000 |
0.23% |
|
|
| 27 |
RHUMBLINE ADVISERS |
13,480 |
83,000 |
0.22% |
|
|
| 28 |
Psagot Value Holdings Ltd. |
13,318 |
82,000 |
0.22% |
|
|
| 29 |
HYMAN CHARLES D |
13,000 |
80,000 |
0.21% |
|
|
| 30 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
12,900 |
79,000 |
0.21% |
Put |
|
| 31 |
BLACKROCK ADVISORS LLC |
11,895 |
73,000 |
0.19% |
|
|
| 32 |
NEW YORK STATE COMMON RETIREMENT FUND |
11,060 |
68,000 |
0.18% |
|
|
| 33 |
Nationwide Fund Advisors |
10,521 |
64,000 |
0.17% |
|
|
| 34 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,100 |
62,000 |
0.16% |
Call |
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
9,862 |
60,454 |
0.16% |
|
|
| 36 |
MORGAN STANLEY |
9,764 |
59,000 |
0.16% |
|
|
| 37 |
DEUTSCHE BANK AG\ |
9,444 |
57,000 |
0.15% |
|
|
| 38 |
Financial Architects, Inc |
6,000 |
37,000 |
0.10% |
|
|
| 39 |
STRS OHIO |
5,400 |
33,000 |
0.09% |
|
|
| 40 |
UBS Group AG |
2,950 |
18,000 |
0.05% |
|
|
| 41 |
WELLS FARGO & COMPANY/MN |
2,692 |
16,000 |
0.04% |
|
|
| 42 |
VICTORY CAPITAL MANAGEMENT INC |
2,518 |
15,000 |
0.04% |
|
|
| 43 |
CITIGROUP INC |
2,216 |
14,000 |
0.04% |
|
|
| 44 |
Tower Research Capital LLC (TRC) |
1,553 |
10,000 |
0.03% |
|
|
| 45 |
Kavar Capital Partners, LLC |
1,500 |
9,000 |
0.02% |
|
|
| 46 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,447 |
9,000 |
0.02% |
|
|
| 47 |
BNP PARIBAS FINANCIAL MARKETS |
1,400 |
8,582 |
0.02% |
|
|
| 48 |
ROYAL BANK OF CANADA |
1,068 |
7,000 |
0.02% |
|
|
| 49 |
TCI Wealth Advisors, Inc. |
1,000 |
6,000 |
0.02% |
|
|
| 50 |
Invesco Ltd. |
904 |
6,000 |
0.02% |
|
|
