Dark
Light
System
Security
ACELRX PHARMACEUTICALS INC
ACELRX PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 84 Institutional holders with a total value of $113,804,757.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN INTERNATIONAL GROUP, INC. 18,111 99,429 0.09%
52 A.R.T. Advisors, LLC 17,979 98,000 0.09%
53 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,230 95,000 0.08%
54 WealthTrust Axiom LLC 16,000 87,000 0.08%
55 BANK OF AMERICA CORP /DE/ 15,069 83,000 0.07%
56 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 14,100 77,000 0.07%
57 ALLIANCEBERNSTEIN L.P. 13,400 74,000 0.07%
58 ROYAL BANK OF CANADA 12,900 71,000 0.06%
59 Board of Trustees of The Leland Stanford Junior University 11,515 63,000 0.06%
60 TUDOR INVESTMENT CORP ET AL 11,400 63,000 0.06%
61 D. E. Shaw & Co., Inc. 10,748 59,000 0.05%
62 STEVENS CAPITAL MANAGEMENT LP 10,723 59,000 0.05%
63 BLACKROCK ADVISORS LLC 10,583 58,000 0.05%
64 ARDSLEY ADVISORY PARTNERS LP 10,000 55,000 0.05%
65 Tower Research Capital LLC (TRC) 9,606 53,000 0.05%
66 WELLS FARGO & COMPANY/MN 7,741 42,000 0.04%
67 BARCLAYS PLC 6,702 34,000 0.03%
68 Legal & General Group Plc 5,152 30,000 0.03%
69 CITIGROUP INC 4,828 27,000 0.02%
70 B. Riley Wealth Management, Inc. 3,750 20,000 0.02%
71 CITADEL ADVISORS LLC 3,117 17,000 0.01%
72 FORTALEZA ASSET MANAGEMENT INC/ 3,165 17,000 0.01%
73 Quantbot Technologies LP 2,644 14,000 0.01%
74 BNP PARIBAS FINANCIAL MARKETS 1,517 8,328 0.01%
75 Creative Planning 1,150 6,000 0.01%
76 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,091 6,000 0.01%
77 UBS AG 1,000 5,000 0.00%
78 TEACHER RETIREMENT SYSTEM OF TEXAS 921 5,000 0.00%
79 UBS AG 500 3,000 0.00% Call
80 Stonehage Fleming (UK) Ltd 473 3,000 0.00%
81 BlackRock Finance, Inc. 575 3,000 0.00%
82 SUMMIT SECURITIES GROUP LLC 300 2,000 0.00%
83 MSI Financial Services Inc 150 1,000 0.00%
84 AMERIPRISE FINANCIAL INC 10 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.