| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 3,316,663 | 18,009,000 | 34.70% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 912,647 | 4,931,000 | 9.50% | ||
| 3 | JPMORGAN CHASE & CO | 846,491 | 4,596,000 | 8.86% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 774,144 | 4,183,000 | 8.06% | ||
| 5 | UBS Group AG | 514,788 | 2,781,000 | 5.36% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 489,042 | 2,642,000 | 5.09% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 351,704 | 1,900,000 | 3.66% | ||
| 8 | Invesco Ltd. | 257,529 | 1,391,000 | 2.68% | ||
| 9 | AQR ARBITRAGE LLC | 245,850 | 1,335,000 | 2.57% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 222,390 | 1,201,000 | 2.31% | ||
| 11 | MORGAN STANLEY | 191,424 | 1,035,000 | 1.99% | ||
| 12 | LPL Financial LLC | 183,803 | 1,016,000 | 1.96% | ||
| 13 | 1607 Capital Partners, LLC | 168,666 | 911,000 | 1.76% | ||
| 14 | Shaker Financial Services, LLC | 163,582 | 884,000 | 1.70% | ||
| 15 | Curi Capital, LLC | 152,598 | 825,000 | 1.59% | ||
| 16 | ROYAL BANK OF CANADA | 89,763 | 485,000 | 0.93% | ||
| 17 | DOLIVER ADVISORS, LP | 78,243 | 423,000 | 0.82% | ||
| 18 | WELLS FARGO & COMPANY/MN | 76,715 | 415,000 | 0.80% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 73,071 | 395,000 | 0.76% | ||
| 20 | Round Table Services, LLC | 53,600 | 290,000 | 0.56% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 51,470 | 277,000 | 0.53% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 49,630 | 269,000 | 0.52% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 46,718 | 252,000 | 0.49% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 44,757 | 242,000 | 0.47% | ||
| 25 | Coe Capital Management, LLC | 41,432 | 223,865 | 0.43% | ||
| 26 | CITIGROUP INC | 36,570 | 199,000 | 0.38% | ||
| 27 | OPPENHEIMER & CO INC | 34,986 | 189,000 | 0.36% | ||
| 28 | CLOUGH CAPITAL PARTNERS L P | 25,100 | 136,000 | 0.26% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 20,420 | 111,000 | 0.21% | ||
| 30 | SHEPHERD KAPLAN KROCHUK, LLC | 19,630 | 106,000 | 0.20% | ||
| 31 | TFS CAPITAL LLC | 16,900 | 91,000 | 0.18% | ||
| 32 | AMERIPRISE FINANCIAL INC | 14,784 | 80,000 | 0.15% | ||
| 33 | US BANCORP \DE\ | 9,400 | 51,000 | 0.10% | ||
| 34 | MSI Financial Services Inc | 3,529 | 19,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
