| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 4,918,635 | 30,987,000 | 53.94% | ||
| 2 | JPMORGAN CHASE & CO | 791,642 | 4,987,000 | 8.68% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 535,237 | 3,372,000 | 5.87% | ||
| 4 | UBS Group AG | 400,404 | 2,523,000 | 4.39% | ||
| 5 | Invesco Ltd. | 304,965 | 1,921,000 | 3.34% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 259,875 | 1,637,000 | 2.85% | ||
| 7 | LPL Financial LLC | 250,923 | 1,581,000 | 2.75% | ||
| 8 | AQR CAPITAL MANAGEMENT LLC | 219,834 | 1,385,000 | 2.41% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 214,096 | 1,349,000 | 2.35% | ||
| 10 | MORGAN STANLEY | 182,824 | 1,152,000 | 2.01% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 120,962 | 762,000 | 1.33% | ||
| 12 | DOLIVER ADVISORS, LP | 108,610 | 684,000 | 1.19% | ||
| 13 | Shaker Financial Services, LLC | 100,738 | 635,000 | 1.11% | ||
| 14 | ROYAL BANK OF CANADA | 88,022 | 555,000 | 0.97% | ||
| 15 | BNP PARIBAS FINANCIAL MARKETS | 85,718 | 540,023 | 0.94% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 69,077 | 435,000 | 0.76% | ||
| 17 | SG Americas Securities, LLC | 66,311 | 418,000 | 0.73% | ||
| 18 | Arete Wealth Advisors, LLC | 65,350 | 412,000 | 0.72% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 42,595 | 268,000 | 0.47% | ||
| 20 | TFS CAPITAL LLC | 39,540 | 249,000 | 0.43% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 35,627 | 224,000 | 0.39% | ||
| 22 | CTC Alternative Strategies, Ltd. | 23,860 | 150,318 | 0.26% | ||
| 23 | BOOTHBAY FUND MANAGEMENT, LLC | 21,840 | 138,000 | 0.24% | ||
| 24 | IFC Holdings Incorporated/FL | 21,200 | 134,000 | 0.23% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,013 | 126,000 | 0.22% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 19,700 | 124,110 | 0.22% | ||
| 27 | SHEPHERD KAPLAN KROCHUK, LLC | 19,630 | 124,000 | 0.22% | ||
| 28 | CLOUGH CAPITAL PARTNERS L P | 18,000 | 113,000 | 0.20% | ||
| 29 | WELLS FARGO & COMPANY/MN | 17,534 | 110,000 | 0.19% | ||
| 30 | OPPENHEIMER & CO INC | 13,917 | 88,000 | 0.15% | ||
| 31 | Round Table Services, LLC | 13,800 | 87,000 | 0.15% | ||
| 32 | PANAGORA ASSET MANAGEMENT INC | 9,502 | 60,000 | 0.10% | ||
| 33 | US BANCORP \DE\ | 9,400 | 59,000 | 0.10% | ||
| 34 | CITIGROUP INC | 4,217 | 26,000 | 0.05% | ||
| 35 | FIFTH THIRD BANCORP | 4,000 | 25,000 | 0.04% | ||
| 36 | MUFG Americas Holdings Corp | 296 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
