| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% | ||
| 2 | CITIGROUP INC | 2,581 | 15,000 | 0.02% | ||
| 3 | MSI Financial Services Inc | 3,739 | 21,000 | 0.03% | ||
| 4 | US BANCORP \DE\ | 9,400 | 52,000 | 0.08% | ||
| 5 | BLACKROCK ADVISORS LLC | 9,854 | 55,000 | 0.08% | ||
| 6 | Arete Wealth Advisors, LLC | 11,157 | 62,000 | 0.10% | ||
| 7 | Virtu KCG Holdings LLC | 12,697 | 70,000 | 0.11% | ||
| 8 | AMERIPRISE FINANCIAL INC | 14,784 | 82,000 | 0.13% | ||
| 9 | JD CAPITAL MANAGEMENT LLC | 18,450 | 102,000 | 0.16% | ||
| 10 | SHEPHERD KAPLAN KROCHUK, LLC | 19,960 | 111,000 | 0.17% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 22,920 | 127,000 | 0.20% | ||
| 12 | SG Americas Securities, LLC | 26,840 | 149,000 | 0.23% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 34,988 | 194,000 | 0.30% | ||
| 14 | Weiss Asset Management LP | 35,293 | 196,000 | 0.30% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,744 | 199,000 | 0.31% | ||
| 16 | Squarepoint Ops LLC | 37,000 | 205,000 | 0.32% | ||
| 17 | MIDAS MANAGEMENT CORP | 42,900 | 239,000 | 0.37% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 49,630 | 275,000 | 0.42% | ||
| 19 | Round Table Services, LLC | 53,600 | 297,000 | 0.46% | ||
| 20 | BOOTHBAY FUND MANAGEMENT, LLC | 57,490 | 319,000 | 0.49% | ||
| 21 | WELLS FARGO & COMPANY/MN | 63,744 | 354,000 | 0.55% | ||
| 22 | CLOUGH CAPITAL PARTNERS L P | 66,100 | 367,000 | 0.57% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 67,305 | 374,000 | 0.58% | ||
| 24 | DOLIVER ADVISORS, LP | 77,227 | 429,000 | 0.66% | ||
| 25 | CORNERSTONE ADVISORS INC | 85,586 | 475,000 | 0.73% | ||
| 26 | Invesco Ltd. | 93,695 | 520,000 | 0.80% | ||
| 27 | ROYAL BANK OF CANADA | 94,650 | 525,000 | 0.81% | ||
| 28 | Ionic Capital Management LLC | 115,350 | 640,000 | 0.99% | ||
| 29 | Shaker Financial Services, LLC | 147,929 | 821,000 | 1.26% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 152,703 | 848,000 | 1.31% | ||
| 31 | 1607 Capital Partners, LLC | 165,512 | 919,000 | 1.42% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 171,856 | 954,000 | 1.47% | ||
| 33 | AQR ARBITRAGE LLC | 207,148 | 1,150,000 | 1.77% | ||
| 34 | ROBINSON CAPITAL MANAGEMENT, LLC | 211,490 | 1,174,000 | 1.81% | ||
| 35 | MORGAN STANLEY | 226,704 | 1,259,000 | 1.94% | ||
| 36 | Curi Capital, LLC | 239,452 | 1,329,000 | 2.05% | ||
| 37 | BANK OF AMERICA CORP /DE/ | 313,563 | 1,741,000 | 2.68% | ||
| 38 | LPL Financial LLC | 402,156 | 2,224,000 | 3.43% | ||
| 39 | WOLVERINE ASSET MANAGEMENT LLC | 443,493 | 2,461,000 | 3.79% | ||
| 40 | UBS Group AG | 450,519 | 2,500,000 | 3.85% | ||
| 41 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 803,621 | 4,460,000 | 6.87% | ||
| 42 | JPMORGAN CHASE & CO | 866,129 | 4,807,000 | 7.41% | ||
| 43 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,083,776 | 6,015,000 | 9.27% | ||
| 44 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,331,514 | 7,390,000 | 11.39% | ||
| 45 | Advisors Asset Management, Inc. | 3,315,523 | 18,401,000 | 28.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
