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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 54 Institutional holders with a total value of $136,347,830.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 211 3,000 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 332 5,000 0.00%
3 ACROSPIRE INVESTMENT MANAGEMENT LLC 300 5,000 0.00%
4 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 395 6,000 0.00%
5 Bartlett & Co. LLC 375 6,000 0.00%
6 NINE MASTS CAPITAL Ltd 400 6,000 0.00%
7 MUFG Americas Holdings Corp 466 7,000 0.01%
8 ANCHOR INVESTMENT MANAGEMENT, LLC 500 7,830 0.01%
9 IHT WEALTH MANAGEMENT, LLC 607 9,000 0.01%
10 Financial Architects, Inc 1,087 17,000 0.01%
11 Avior Wealth Management, LLC 1,350 21,000 0.02%
12 BANK OF MONTREAL /CAN/ 1,500 23,000 0.02%
13 North Star Investment Management Corp. 1,633 26,000 0.02%
14 D.A. DAVIDSON & CO. 1,820 28,000 0.02%
15 ZIONS BANCORPORATION 2,010 31,000 0.02%
16 Chicago Partners Investment Group LLC 2,004 31,000 0.02%
17 IFP ADVISORS, INC 2,910 46,000 0.03%
18 PNC FINANCIAL SERVICES GROUP, INC. 5,455 85,000 0.06%
19 ROYAL BANK OF CANADA 7,935 124,000 0.09%
20 ADVISOR GROUP, INC. 9,397 147,000 0.11%
21 CITIGROUP INC 9,386 147,000 0.11%
22 Shaker Financial Services, LLC 10,570 166,000 0.12%
23 Advisory Services Network, LLC 11,059 173,000 0.13%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,584 197,000 0.14%
25 MILLENNIUM MANAGEMENT LLC 13,099 205,000 0.15%
26 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 15,942 250,000 0.18%
27 SOUTH TEXAS MONEY MANAGEMENT LTD 20,150 316,000 0.23%
28 BAIRD FINANCIAL GROUP, INC. 24,530 384,000 0.28%
29 Cetera Advisor Networks LLC 25,209 395,000 0.29%
30 Commonwealth Equity Services, Inc 30,314 475,000 0.35%
31 CAVALIER INVESTMENTS, LLC 30,784 482,000 0.35%
32 Capital Investment Advisors, LLC 36,133 566,000 0.42%
33 Invesco Ltd. 37,666 590,000 0.43%
34 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 38,631 615,000 0.45%
35 Raymond James Financial Services Advisors, Inc. 44,119 691,000 0.51%
36 AMERIPRISE FINANCIAL INC 51,191 802,000 0.59%
37 LPL Financial LLC 55,947 873,000 0.64%
38 ROBINSON CAPITAL MANAGEMENT, LLC 81,808 1,281,000 0.94%
39 UBS Group AG 84,362 1,321,000 0.97%
40 FIRST TRUST ADVISORS LP 92,610 1,450,000 1.06%
41 Arete Wealth Advisors, LLC 144,523 2,263,000 1.66%
42 RAYMOND JAMES & ASSOCIATES 183,725 2,877,000 2.11%
43 Koshinski Asset Management, Inc. 238,446 3,734,000 2.74%
44 Windsor Capital Management, LLC 271,911 4,258,000 3.12%
45 Oxbow Advisors, LLC 283,691 4,443,000 3.26%
46 GUGGENHEIM CAPITAL LLC 304,769 4,772,000 3.50%
47 BANK OF AMERICA CORP /DE/ 332,096 5,201,000 3.81%
48 MORGAN STANLEY 403,620 6,320,000 4.64%
49 EATON VANCE MANAGEMENT 423,795 6,637,000 4.87%
50 Advisors Asset Management, Inc. 466,545 7,306,000 5.36%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.