| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,461,794 | 12,133,000 | 24.94% | ||
| 2 | Saba Capital Management, L.P. | 1,157,191 | 9,616,000 | 19.77% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 681,375 | 5,655,000 | 11.63% | ||
| 4 | Advisors Asset Management, Inc. | 441,148 | 3,666,000 | 7.54% | ||
| 5 | Weiss Asset Management LP | 340,523 | 2,830,000 | 5.82% | ||
| 6 | MORGAN STANLEY | 328,197 | 2,724,000 | 5.60% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 249,356 | 2,070,000 | 4.26% | ||
| 8 | CITIGROUP INC | 229,769 | 1,909,000 | 3.92% | ||
| 9 | WELLS FARGO & COMPANY/MN | 146,627 | 1,217,000 | 2.50% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 122,216 | 1,014,000 | 2.08% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 104,192 | 865,000 | 1.78% | ||
| 12 | Ionic Capital Management LLC | 100,013 | 830,000 | 1.71% | ||
| 13 | LPL Financial LLC | 74,553 | 623,000 | 1.28% | ||
| 14 | Invesco Ltd. | 69,556 | 577,000 | 1.19% | ||
| 15 | UBS Group AG | 61,670 | 511,000 | 1.05% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 53,177 | 441,000 | 0.91% | ||
| 17 | DOLIVER ADVISORS, LP | 51,344 | 426,000 | 0.88% | ||
| 18 | CSS LLC/IL | 46,154 | 383,000 | 0.79% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 36,337 | 302,000 | 0.62% | ||
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 32,220 | 268,000 | 0.55% | ||
| 21 | TRUIST FINANCIAL CORP | 16,384 | 136,000 | 0.28% | ||
| 22 | Yakira Capital Management, Inc. | 15,555 | 129,000 | 0.27% | SH | |
| 23 | STIFEL FINANCIAL CORP | 13,750 | 114,000 | 0.23% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 10,520 | 87,000 | 0.18% | ||
| 25 | ADVISOR GROUP, INC. | 9,800 | 81,000 | 0.17% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,550 | 21,000 | 0.04% | ||
| 27 | ROYAL BANK OF CANADA | 1,010 | 8,000 | 0.02% | ||
| 28 | IFP ADVISORS, INC | 600 | 5,000 | 0.01% | ||
| 29 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 223 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
