| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,467,024 | 12,036,000 | 26.30% | ||
| 2 | Saba Capital Management, L.P. | 1,024,549 | 8,412,000 | 18.38% | ||
| 3 | MARINER INVESTMENT GROUP LLC | 517,546 | 4,249,000 | 9.28% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 436,485 | 3,584,000 | 7.83% | ||
| 5 | ICON ADVISERS INC/CO | 271,555 | 2,229,000 | 4.87% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 256,936 | 2,109,000 | 4.61% | ||
| 7 | MORGAN STANLEY | 247,940 | 2,035,000 | 4.45% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 167,303 | 1,374,000 | 3.00% | ||
| 9 | Invesco Ltd. | 152,339 | 1,251,000 | 2.73% | ||
| 10 | LPL Financial LLC | 146,487 | 1,195,000 | 2.61% | ||
| 11 | Advisors Asset Management, Inc. | 133,249 | 1,094,000 | 2.39% | ||
| 12 | WELLS FARGO & COMPANY/MN | 128,700 | 1,057,000 | 2.31% | ||
| 13 | Ionic Capital Management LLC | 82,013 | 673,000 | 1.47% | ||
| 14 | USCA RIA LLC | 4,926 | 600,000 | 1.31% | ||
| 15 | GFS Advisors, LLC | 4,926 | 600,000 | 1.31% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 61,343 | 504,000 | 1.10% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 58,714 | 482,000 | 1.05% | ||
| 18 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 52,487 | 431,000 | 0.94% | ||
| 19 | UBS Group AG | 47,101 | 387,000 | 0.85% | ||
| 20 | DOLIVER ADVISORS, LP | 35,700 | 293,000 | 0.64% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 34,130 | 280,000 | 0.61% | ||
| 22 | PANAGORA ASSET MANAGEMENT INC | 25,200 | 207,000 | 0.45% | ||
| 23 | DEUTSCHE BANK AG\ | 16,090 | 132,000 | 0.29% | ||
| 24 | TRUIST FINANCIAL CORP | 15,981 | 131,000 | 0.29% | ||
| 25 | Yakira Capital Management, Inc. | 15,555 | 128,000 | 0.28% | SH | |
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 11,100 | 91,000 | 0.20% | ||
| 27 | GUGGENHEIM CAPITAL LLC | 10,520 | 86,000 | 0.19% | ||
| 28 | CITIGROUP INC | 9,160 | 75,000 | 0.16% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,682 | 22,000 | 0.05% | ||
| 30 | ROYAL BANK OF CANADA | 1,508 | 12,000 | 0.03% | ||
| 31 | IFP ADVISORS, INC | 600 | 5,000 | 0.01% | ||
| 32 | Creative Planning | 200 | 2,000 | 0.00% | ||
| 33 | Tower Research Capital LLC (TRC) | 118 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
