| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,461,794 | 12,206,000 | 25.78% | ||
| 2 | Saba Capital Management, L.P. | 1,028,630 | 8,599,000 | 18.16% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 679,452 | 5,673,000 | 11.98% | ||
| 4 | MORGAN STANLEY | 317,617 | 2,652,000 | 5.60% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 298,018 | 2,488,000 | 5.25% | ||
| 6 | ICON ADVISERS INC/CO | 228,980 | 1,912,000 | 4.04% | ||
| 7 | Advisors Asset Management, Inc. | 193,857 | 1,621,000 | 3.42% | ||
| 8 | CITIGROUP INC | 153,246 | 1,281,000 | 2.71% | ||
| 9 | Weiss Asset Management LP | 149,840 | 1,253,000 | 2.65% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 134,018 | 1,119,000 | 2.36% | ||
| 11 | WELLS FARGO & COMPANY/MN | 129,245 | 1,080,000 | 2.28% | ||
| 12 | Invesco Ltd. | 109,852 | 917,000 | 1.94% | ||
| 13 | Shaker Financial Services, LLC | 105,945 | 885,000 | 1.87% | ||
| 14 | Ionic Capital Management LLC | 100,013 | 835,000 | 1.76% | ||
| 15 | CLOUGH CAPITAL PARTNERS L P | 99,900 | 834,000 | 1.76% | ||
| 16 | LPL Financial LLC | 73,724 | 610,000 | 1.29% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 56,316 | 470,000 | 0.99% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 53,177 | 444,000 | 0.94% | ||
| 19 | DOLIVER ADVISORS, LP | 50,295 | 420,000 | 0.89% | ||
| 20 | UBS Group AG | 47,284 | 395,000 | 0.83% | ||
| 21 | CSS LLC/IL | 44,978 | 376,000 | 0.79% | ||
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 40,146 | 336,000 | 0.71% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 36,063 | 301,000 | 0.64% | ||
| 24 | Curi Capital, LLC | 17,187 | 144,000 | 0.30% | ||
| 25 | TRUIST FINANCIAL CORP | 16,384 | 137,000 | 0.29% | ||
| 26 | Yakira Capital Management, Inc. | 15,555 | 130,000 | 0.27% | SH | |
| 27 | ADVISOR GROUP, INC. | 10,500 | 88,000 | 0.19% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 10,520 | 88,000 | 0.19% | ||
| 29 | ROYAL BANK OF CANADA | 4,009 | 33,000 | 0.07% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,550 | 21,000 | 0.04% | ||
| 31 | IFP ADVISORS, INC | 600 | 5,000 | 0.01% | ||
| 32 | Creative Planning | 200 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
