| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 314,474 | 4,302,000 | 27.36% | ||
| 2 | Invesco Ltd. | 286,716 | 3,922,000 | 24.94% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 133,488 | 1,825,000 | 11.61% | ||
| 4 | Karpus Management, Inc. | 123,142 | 1,685,000 | 10.72% | ||
| 5 | CIBC Private Wealth Group LLC | 70,067 | 959,000 | 6.10% | ||
| 6 | MORGAN STANLEY | 42,892 | 587,000 | 3.73% | ||
| 7 | UBS Group AG | 28,805 | 394,000 | 2.51% | ||
| 8 | WELLS FARGO & COMPANY/MN | 27,838 | 381,000 | 2.42% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 25,859 | 354,000 | 2.25% | ||
| 10 | ROYAL BANK OF CANADA | 20,800 | 285,000 | 1.81% | ||
| 11 | LPL Financial LLC | 18,274 | 253,000 | 1.61% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 15,027 | 206,000 | 1.31% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 14,283 | 195,000 | 1.24% | ||
| 14 | Karp Capital Management Corp | 10,288 | 141,000 | 0.90% | ||
| 15 | Tradewinds Capital Management, LLC | 10,000 | 137,000 | 0.87% | ||
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,070 | 56,000 | 0.36% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,296 | 18,000 | 0.11% | ||
| 18 | Regal Investment Advisors LLC | 900 | 12,000 | 0.08% | ||
| 19 | CITIGROUP INC | 745 | 10,000 | 0.06% | ||
| 20 | NORTHERN TRUST CORP | 20,397 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
