| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 261,983 | 3,639,000 | 32.08% | ||
| 2 | Advisors Asset Management, Inc. | 229,299 | 3,185,000 | 28.08% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 147,331 | 2,047,000 | 18.04% | ||
| 4 | MORGAN STANLEY | 44,782 | 622,000 | 5.48% | ||
| 5 | UBS Group AG | 27,679 | 385,000 | 3.39% | ||
| 6 | ROYAL BANK OF CANADA | 19,700 | 274,000 | 2.42% | ||
| 7 | LPL Financial LLC | 15,694 | 219,000 | 1.93% | ||
| 8 | TFS CAPITAL LLC | 15,335 | 213,000 | 1.88% | ||
| 9 | Karpus Management, Inc. | 13,493 | 187,000 | 1.65% | ||
| 10 | WELLS FARGO & COMPANY/MN | 12,566 | 175,000 | 1.54% | ||
| 11 | Tradewinds Capital Management, LLC | 10,000 | 139,000 | 1.23% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 9,000 | 125,000 | 1.10% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,070 | 57,000 | 0.50% | ||
| 14 | Creative Planning | 3,682 | 51,000 | 0.45% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,261 | 18,000 | 0.16% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 305 | 4,236 | 0.04% | ||
| 17 | CITIGROUP INC | 308 | 4,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
