| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 469,643 | 7,237,000 | 33.23% | ||
| 2 | Invesco Ltd. | 338,153 | 5,211,000 | 23.92% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 234,505 | 3,614,000 | 16.59% | ||
| 4 | WELLS FARGO & COMPANY/MN | 81,097 | 1,249,000 | 5.73% | ||
| 5 | MORGAN STANLEY | 59,776 | 921,000 | 4.23% | ||
| 6 | SEVEN BRIDGES ADVISORS LLC | 3,639 | 781,000 | 3.59% | ||
| 7 | UBS Group AG | 47,032 | 724,000 | 3.32% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 34,271 | 528,000 | 2.42% | ||
| 9 | LPL Financial LLC | 19,724 | 301,000 | 1.38% | ||
| 10 | CIBC Private Wealth Group LLC | 17,067 | 263,000 | 1.21% | ||
| 11 | ROYAL BANK OF CANADA | 16,274 | 250,000 | 1.15% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 14,765 | 228,000 | 1.05% | ||
| 13 | Tradewinds Capital Management, LLC | 10,000 | 154,000 | 0.71% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 7,021 | 108,000 | 0.50% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 6,216 | 96,000 | 0.44% | ||
| 16 | WHITTIER TRUST CO | 3,000 | 46,000 | 0.21% | ||
| 17 | ADVISOR GROUP, INC. | 2,000 | 31,000 | 0.14% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,358 | 21,000 | 0.10% | ||
| 19 | IFP ADVISORS, INC | 1,185 | 18,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
