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ALLIANCE CALIF MUN INCOME FD
ALLIANCE CALIF MUN INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $19,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 409,410 6,072,000 31.39%
2 Invesco Ltd. 289,007 4,286,000 22.16%
3 GUGGENHEIM CAPITAL LLC 159,029 2,358,000 12.19%
4 Karpus Management, Inc. 105,657 1,567,000 8.10%
5 UBS Group AG 61,394 910,000 4.70%
6 MORGAN STANLEY 58,018 861,000 4.45%
7 LPL Financial LLC 38,908 580,000 3.00%
8 WELLS FARGO & COMPANY/MN 34,632 514,000 2.66%
9 Raymond James Financial Services Advisors, Inc. 30,085 446,000 2.31%
10 Thomas J. Herzfeld Advisors, Inc. 29,045 431,000 2.23%
11 CIBC Private Wealth Group LLC 20,067 298,000 1.54%
12 WOLVERINE ASSET MANAGEMENT LLC 19,588 290,000 1.50%
13 BANK OF AMERICA CORP /DE/ 16,230 241,000 1.25%
14 ROYAL BANK OF CANADA 15,841 235,000 1.21%
15 Tradewinds Capital Management, LLC 10,000 148,000 0.77%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,070 60,000 0.31%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,329 20,000 0.10%
18 IFP ADVISORS, INC 1,185 18,000 0.09%
19 Tower Research Capital LLC (TRC) 280 4,000 0.02%
20 NORTHERN TRUST CORP 19,553 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.