| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 209,713 | 2,756,000 | 30.06% | ||
| 2 | Invesco Ltd. | 185,805 | 2,445,000 | 26.67% | ||
| 3 | Karpus Management, Inc. | 48,328 | 636,000 | 6.94% | ||
| 4 | MORGAN STANLEY | 35,009 | 461,000 | 5.03% | ||
| 5 | AQR CAPITAL MANAGEMENT LLC | 34,582 | 455,000 | 4.96% | ||
| 6 | TFS CAPITAL LLC | 26,831 | 353,000 | 3.85% | ||
| 7 | UBS AG | 24,350 | 320,000 | 3.49% | ||
| 8 | ROYAL BANK OF CANADA | 21,100 | 278,000 | 3.03% | ||
| 9 | Advisors Asset Management, Inc. | 21,007 | 276,000 | 3.01% | ||
| 10 | DOLIVER ADVISORS, LP | 19,565 | 257,000 | 2.80% | ||
| 11 | LPL Financial LLC | 18,994 | 250,000 | 2.73% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 17,762 | 234,000 | 2.55% | ||
| 13 | Tradewinds Capital Management, LLC | 10,000 | 132,000 | 1.44% | ||
| 14 | WELLS FARGO & COMPANY/MN | 10,060 | 132,000 | 1.44% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,070 | 54,000 | 0.59% | ||
| 16 | Creative Planning | 3,682 | 48,000 | 0.52% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 2,500 | 33,000 | 0.36% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 1,839 | 24,202 | 0.26% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,209 | 16,000 | 0.17% | ||
| 20 | CITIGROUP INC | 570 | 7,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
