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ALLIANCE CALIF MUN INCOME FD
ALLIANCE CALIF MUN INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 20 Institutional holders with a total value of $17,265,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 371,441 5,234,000 30.32%
2 Invesco Ltd. 293,504 4,135,000 23.95%
3 GUGGENHEIM CAPITAL LLC 146,097 2,059,000 11.93%
4 Karpus Management, Inc. 107,457 1,514,000 8.77%
5 MORGAN STANLEY 47,459 669,000 3.87%
6 LPL Financial LLC 36,208 514,000 2.98%
7 WELLS FARGO & COMPANY/MN 35,959 507,000 2.94%
8 UBS Group AG 35,115 495,000 2.87%
9 Raymond James Financial Services Advisors, Inc. 27,600 389,000 2.25%
10 CIBC Private Wealth Group LLC 26,067 367,000 2.13%
11 Thomas J. Herzfeld Advisors, Inc. 25,859 364,000 2.11%
12 WOLVERINE ASSET MANAGEMENT LLC 19,136 269,000 1.56%
13 ROYAL BANK OF CANADA 18,346 258,000 1.49%
14 BANK OF AMERICA CORP /DE/ 17,856 252,000 1.46%
15 Tradewinds Capital Management, LLC 10,000 141,000 0.82%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,070 57,000 0.33%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,313 19,000 0.11%
18 IFP ADVISORS, INC 1,185 17,000 0.10%
19 NORTHERN TRUST CORP 20,397 3,000 0.02%
20 CITIGROUP INC 134 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.