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ALLIANCE CALIF MUN INCOME FD
ALLIANCE CALIF MUN INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $21,023,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 140 2,000 0.01%
2 D.A. DAVIDSON & CO. 1,000 13,000 0.06%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,374 18,000 0.09%
4 ADVISOR GROUP, INC. 2,000 27,000 0.13%
5 WHITTIER TRUST CO 3,000 40,000 0.19%
6 Thomas J. Herzfeld Advisors, Inc. 7,021 93,000 0.44%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 9,785 129,000 0.61%
8 IFP ADVISORS, INC 9,985 132,000 0.63%
9 Tradewinds Capital Management, LLC 10,000 133,000 0.63%
10 WOLVERINE ASSET MANAGEMENT LLC 10,097 133,000 0.63%
11 BANK OF AMERICA CORP /DE/ 19,423 258,000 1.23%
12 ROYAL BANK OF CANADA 20,460 271,000 1.29%
13 LPL Financial LLC 25,765 343,000 1.63%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 26,647 353,000 1.68%
15 Raymond James Financial Services Advisors, Inc. 28,481 377,000 1.79%
16 DOLIVER ADVISORS, LP 38,742 513,000 2.44%
17 UBS Group AG 38,833 514,000 2.44%
18 Curi Capital, LLC 48,461 642,000 3.05%
19 Laird Norton Wetherby Wealth Management, LLC 49,870 661,000 3.14%
20 WELLS FARGO & COMPANY/MN 53,050 703,000 3.34%
21 MORGAN STANLEY 95,345 1,264,000 6.01%
22 Fiera Capital Corp 147,538 1,955,000 9.30%
23 GUGGENHEIM CAPITAL LLC 224,414 2,973,000 14.14%
24 Invesco Ltd. 293,249 3,886,000 18.48%
25 Advisors Asset Management, Inc. 421,901 5,590,000 26.59%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.