| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,166,899 | 113,471,000 | 44.42% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,865,277 | 34,321,000 | 13.44% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,381,270 | 25,415,000 | 9.95% | ||
| 4 | Invesco Ltd. | 827,163 | 15,220,000 | 5.96% | ||
| 5 | UBS AG | 671,555 | 12,357,000 | 4.84% | ||
| 6 | LPL Financial LLC | 660,137 | 12,147,000 | 4.76% | ||
| 7 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 487,641 | 8,973,000 | 3.51% | ||
| 8 | WELLS FARGO & COMPANY/MN | 447,307 | 8,230,000 | 3.22% | ||
| 9 | STIFEL FINANCIAL CORP | 320,662 | 5,900,000 | 2.31% | ||
| 10 | Cetera Advisor Networks LLC | 107,406 | 1,975,000 | 0.77% | ||
| 11 | Advisors Asset Management, Inc. | 79,024 | 1,454,000 | 0.57% | ||
| 12 | ROYAL BANK OF CANADA | 75,859 | 1,396,000 | 0.55% | ||
| 13 | Commonwealth Equity Services, Inc | 74,313 | 1,367,000 | 0.54% | ||
| 14 | STEPHENS INC /AR/ | 74,129 | 1,364,000 | 0.53% | ||
| 15 | Index Management Solutions, LLC | 73,615 | 1,355,000 | 0.53% | ||
| 16 | AMERIPRISE FINANCIAL INC | 57,571 | 1,059,000 | 0.41% | ||
| 17 | MSI Financial Services Inc | 50,376 | 927,000 | 0.36% | ||
| 18 | Janney Montgomery Scott LLC | 38,706 | 712,192 | 0.28% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 35,533 | 654,000 | 0.26% | ||
| 20 | Valentine Capital Asset Management, Inc. | 33,135 | 610,000 | 0.24% | ||
| 21 | D.A. DAVIDSON & CO. | 32,962 | 606,000 | 0.24% | ||
| 22 | Raymond James Financial Services Advisors, Inc. | 32,585 | 600,000 | 0.23% | ||
| 23 | Robert W. Baird & Co. Inc | 31,769 | 585,000 | 0.23% | ||
| 24 | JANE STREET GROUP, LLC | 30,782 | 566,000 | 0.22% | ||
| 25 | OPPENHEIMER & CO INC | 24,672 | 454,000 | 0.18% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 24,560 | 451,904 | 0.18% | ||
| 27 | HighTower Advisors, LLC | 21,358 | 393,000 | 0.15% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 21,014 | 387,000 | 0.15% | ||
| 29 | Relative Value Partners, LLC | 19,540 | 360,000 | 0.14% | ||
| 30 | Private Advisor Group, LLC | 18,268 | 336,000 | 0.13% | ||
| 31 | DEUTSCHE BANK AG\ | 15,763 | 289,000 | 0.11% | ||
| 32 | KMS FINANCIAL SERVICES, INC | 13,326 | 245,000 | 0.10% | ||
| 33 | GOLDMAN SACHS GROUP INC | 11,033 | 203,000 | 0.08% | ||
| 34 | US BANCORP \DE\ | 10,604 | 195,000 | 0.08% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,736 | 179,000 | 0.07% | ||
| 36 | B. Riley Wealth Advisors, Inc. | 7,010 | 129,000 | 0.05% | ||
| 37 | CITIGROUP INC | 5,536 | 102,000 | 0.04% | ||
| 38 | Creative Planning | 4,902 | 90,000 | 0.04% | ||
| 39 | WFG Advisors, LP | 3,442 | 63,000 | 0.02% | ||
| 40 | ENVESTNET ASSET MANAGEMENT INC | 3,150 | 58,000 | 0.02% | ||
| 41 | MUFG Americas Holdings Corp | 2,786 | 51,000 | 0.02% | ||
| 42 | NEW ENGLAND SECURITIES CORP /MA/ | 1,844 | 34,000 | 0.01% | ||
| 43 | Archford Capital Strategies, LLC | 1,595 | 29,348 | 0.01% | ||
| 44 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,163 | 21,000 | 0.01% | ||
| 45 | ARROW FINANCIAL CORP | 1,128 | 21,000 | 0.01% | ||
| 46 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 18,000 | 0.01% | ||
| 47 | FIRST MANHATTAN CO. LLC. | 1,000 | 18,000 | 0.01% | ||
| 48 | BANK OF MONTREAL /CAN/ | 1,000 | 18,000 | 0.01% | ||
| 49 | Hudock, Inc. | 893 | 16,000 | 0.01% | ||
| 50 | SECURITY NATIONAL TRUST CO | 600 | 11,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
