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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 75 Institutional holders with a total value of $202,029,920.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,821,021 74,394,000 36.82%
2 BANK OF AMERICA CORP /DE/ 2,029,424 25,937,000 12.84%
3 GUGGENHEIM CAPITAL LLC 1,557,912 19,913,000 9.86%
4 Invesco Ltd. 1,117,661 14,284,000 7.07%
5 CORNERSTONE ADVISORS INC 847,456 10,830,000 5.36%
6 UBS Group AG 446,701 5,709,000 2.83%
7 WOLVERINE ASSET MANAGEMENT LLC 370,755 4,738,000 2.35%
8 PARAMETRIC PORTFOLIO ASSOCIATES LLC 342,269 4,374,000 2.17%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 340,093 4,346,000 2.15%
10 BANK OF NOVA SCOTIA 281,966 3,595,000 1.78%
11 WELLS FARGO & COMPANY/MN 268,870 3,436,000 1.70%
12 STIFEL FINANCIAL CORP 244,219 3,121,000 1.54%
13 POINTE CAPITAL MANAGEMENT LLC 189,269 2,419,000 1.20%
14 LPL Financial LLC 160,625 2,075,000 1.03%
15 Raymond James Financial Services Advisors, Inc. 139,248 1,780,000 0.88%
16 Cetera Advisor Networks LLC 122,178 1,567,000 0.78%
17 CLOUGH CAPITAL PARTNERS L P 106,500 1,361,000 0.67%
18 FIRST TRUST ADVISORS LP 103,732 1,326,000 0.66%
19 Curi Capital, LLC 90,947 1,162,000 0.58%
20 MSI Financial Services Inc 88,782 1,135,000 0.56%
21 THRIVENT FINANCIAL FOR LUTHERANS 71,650 916,000 0.45%
22 Cambridge Investment Research Advisors, Inc. 68,154 871,000 0.43%
23 ROYAL BANK OF CANADA 64,804 828,000 0.41%
24 Commonwealth Equity Services, Inc 63,325 809,000 0.40%
25 GEODE CAPITAL MANAGEMENT, LLC 61,240 782,000 0.39% PRN
26 D.A. DAVIDSON & CO. 60,499 773,000 0.38%
27 Capital Investment Advisors, LLC 55,711 712,000 0.35%
28 STEPHENS INC /AR/ 49,859 637,000 0.32%
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 44,748 572,000 0.28%
30 Janney Montgomery Scott LLC 39,739 508,000 0.25%
31 AMERIPRISE FINANCIAL INC 39,553 505,000 0.25%
32 ANCORA PRIVATE WEALTH ADVISORS, LLC 38,034 486,000 0.24%
33 Shaker Financial Services, LLC 36,981 473,000 0.23%
34 AMERICAN INTERNATIONAL GROUP, INC. 35,558 454,000 0.22%
35 OPPENHEIMER & CO INC 34,176 437,000 0.22%
36 WELLINGTON MANAGEMENT GROUP LLP 33,400 427,000 0.21%
37 HighTower Advisors, LLC 28,729 367,000 0.18%
38 DOLIVER ADVISORS, LP 26,258 336,000 0.17%
39 RAYMOND JAMES & ASSOCIATES 26,052 333,000 0.16%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,120 329,000 0.16%
41 ALETHEA CAPITAL MANAGEMENT, LLC 22,871 292,000 0.14%
42 Sigma Planning Corp 21,608 276,000 0.14%
43 RELATIVE VALUE PARTNERS GROUP, LLC 19,540 250,000 0.12%
44 Advisors Asset Management, Inc. 18,768 240,000 0.12%
45 BAIRD FINANCIAL GROUP, INC. 14,515 186,000 0.09%
46 Cypress Capital Management LLC (WY) 14,000 178,920 0.09%
47 WEDBUSH SECURITIES INC 12,700 162,000 0.08%
48 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 12,493 160,000 0.08%
49 First Allied Advisory Services, Inc. 12,439 159,000 0.08%
50 Private Advisor Group, LLC 12,275 157,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.