| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,705,941 | 69,955,000 | 30.87% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,109,546 | 25,863,000 | 11.41% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,436,555 | 17,612,000 | 7.77% | ||
| 4 | Invesco Ltd. | 1,268,721 | 15,555,000 | 6.86% | ||
| 5 | CORNERSTONE ADVISORS INC | 802,631 | 9,840,000 | 4.34% | ||
| 6 | Saba Capital Management, L.P. | 763,837 | 9,365,000 | 4.13% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 744,610 | 9,129,000 | 4.03% | ||
| 8 | BANK OF NOVA SCOTIA | 409,181 | 5,018,000 | 2.21% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 370,730 | 4,545,000 | 2.01% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 369,020 | 4,524,000 | 2.00% | ||
| 11 | UBS Group AG | 360,919 | 4,424,000 | 1.95% | ||
| 12 | DESCHUTES PORTFOLIO STRATEGY, LLC | 279,566 | 3,427,000 | 1.51% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 265,064 | 3,250,000 | 1.43% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 255,046 | 3,127,000 | 1.38% | ||
| 15 | LPL Financial LLC | 235,407 | 2,818,000 | 1.24% | ||
| 16 | NEWGATE CAPITAL MANAGEMENT LLC | 226,435 | 2,776,000 | 1.23% | ||
| 17 | STIFEL FINANCIAL CORP | 223,605 | 2,741,000 | 1.21% | ||
| 18 | POINTE CAPITAL MANAGEMENT LLC | 199,935 | 2,451,000 | 1.08% | ||
| 19 | Archford Capital Strategies, LLC | 26 | 2,045,000 | 0.90% | ||
| 20 | BAIRD FINANCIAL GROUP, INC. | 160,802 | 1,971,000 | 0.87% | ||
| 21 | WELLS FARGO & COMPANY/MN | 144,286 | 1,769,000 | 0.78% | ||
| 22 | CITIGROUP INC | 136,909 | 1,678,000 | 0.74% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 124,643 | 1,528,000 | 0.67% | ||
| 24 | Advisors Asset Management, Inc. | 117,221 | 1,437,000 | 0.63% | ||
| 25 | Cetera Advisor Networks LLC | 110,005 | 1,351,000 | 0.60% | ||
| 26 | SG Americas Securities, LLC | 106,028 | 1,300,000 | 0.57% | ||
| 27 | MSI Financial Services Inc | 98,271 | 1,205,000 | 0.53% | ||
| 28 | FIRST TRUST ADVISORS LP | 97,652 | 1,197,000 | 0.53% | ||
| 29 | ROYAL BANK OF CANADA | 85,450 | 1,048,000 | 0.46% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 71,650 | 878,000 | 0.39% | ||
| 31 | ANCORA PRIVATE WEALTH ADVISORS, LLC | 70,164 | 860,000 | 0.38% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 63,367 | 777,000 | 0.34% | ||
| 33 | D.A. DAVIDSON & CO. | 61,005 | 747,000 | 0.33% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 51,938 | 637,000 | 0.28% | ||
| 35 | STEPHENS INC /AR/ | 49,997 | 613,000 | 0.27% | ||
| 36 | Commonwealth Equity Services, Inc | 49,343 | 605,000 | 0.27% | ||
| 37 | Capital Investment Advisors, LLC | 47,392 | 581,000 | 0.26% | ||
| 38 | Camelot Portfolios, LLC | 40,561 | 497,000 | 0.22% | ||
| 39 | GEODE CAPITAL MANAGEMENT, LLC | 38,391 | 470,000 | 0.21% | PRN | |
| 40 | Janney Montgomery Scott LLC | 37,887 | 464,000 | 0.20% | ||
| 41 | Ionic Capital Management LLC | 33,300 | 408,000 | 0.18% | ||
| 42 | SHEPHERD KAPLAN KROCHUK, LLC | 28,770 | 353,000 | 0.16% | ||
| 43 | COHEN & STEERS, INC. | 28,540 | 350,000 | 0.15% | ||
| 44 | HighTower Advisors, LLC | 27,533 | 338,000 | 0.15% | ||
| 45 | CLOUGH CAPITAL PARTNERS L P | 26,700 | 327,000 | 0.14% | ||
| 46 | KRILOGY FINANCIAL LLC | 23,275 | 285,000 | 0.13% | ||
| 47 | AMERIPRISE FINANCIAL INC | 22,819 | 280,000 | 0.12% | ||
| 48 | ALETHEA CAPITAL MANAGEMENT, LLC | 22,822 | 280,000 | 0.12% | ||
| 49 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 20,042 | 246,000 | 0.11% | ||
| 50 | RELATIVE VALUE PARTNERS GROUP, LLC | 19,540 | 242,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
