| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,842,352 | 109,894,000 | 39.61% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,229,640 | 41,939,000 | 15.12% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,530,890 | 28,796,000 | 10.38% | ||
| 4 | UBS AG | 1,189,173 | 22,368,000 | 8.06% | ||
| 5 | Invesco Ltd. | 869,663 | 16,359,000 | 5.90% | ||
| 6 | LPL Financial LLC | 702,159 | 13,208,000 | 4.76% | ||
| 7 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 453,241 | 8,525,000 | 3.07% | ||
| 8 | WELLS FARGO & COMPANY/MN | 348,307 | 6,552,000 | 2.36% | ||
| 9 | STIFEL FINANCIAL CORP | 322,439 | 6,065,000 | 2.19% | ||
| 10 | Index Management Solutions, LLC | 144,005 | 2,709,000 | 0.98% | ||
| 11 | PINNACLE ASSOCIATES LTD | 124,824 | 2,348,000 | 0.85% | ||
| 12 | Cetera Advisor Networks LLC | 111,456 | 2,097,000 | 0.76% | ||
| 13 | Commonwealth Equity Services, Inc | 83,281 | 1,567,000 | 0.56% | ||
| 14 | ROYAL BANK OF CANADA | 78,612 | 1,479,000 | 0.53% | ||
| 15 | Advisors Asset Management, Inc. | 75,031 | 1,411,000 | 0.51% | ||
| 16 | STEPHENS INC /AR/ | 73,653 | 1,385,000 | 0.50% | ||
| 17 | AMERIPRISE FINANCIAL INC | 60,160 | 1,132,000 | 0.41% | ||
| 18 | MSI Financial Services Inc | 54,956 | 1,034,000 | 0.37% | ||
| 19 | Janney Montgomery Scott LLC | 51,379 | 966,435 | 0.35% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 40,323 | 758,000 | 0.27% | ||
| 21 | JANE STREET GROUP, LLC | 39,105 | 736,000 | 0.27% | ||
| 22 | Robert W. Baird & Co. Inc | 37,261 | 701,000 | 0.25% | ||
| 23 | D.A. DAVIDSON & CO. | 34,797 | 654,000 | 0.24% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 33,890 | 637,000 | 0.23% | ||
| 25 | Valentine Capital Asset Management, Inc. | 31,925 | 601,000 | 0.22% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 28,217 | 530,762 | 0.19% | ||
| 27 | HighTower Advisors, LLC | 21,374 | 402,000 | 0.14% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 20,306 | 382,000 | 0.14% | ||
| 29 | Relative Value Partners, LLC | 19,540 | 368,000 | 0.13% | ||
| 30 | DEUTSCHE BANK AG\ | 16,556 | 311,000 | 0.11% | ||
| 31 | TCI Wealth Advisors, Inc. | 12,677 | 238,000 | 0.09% | ||
| 32 | OPPENHEIMER & CO INC | 11,841 | 223,000 | 0.08% | ||
| 33 | US BANCORP \DE\ | 11,401 | 214,000 | 0.08% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,395 | 177,000 | 0.06% | ||
| 35 | B. Riley Wealth Advisors, Inc. | 7,010 | 131,862 | 0.05% | ||
| 36 | CITIGROUP INC | 6,341 | 120,000 | 0.04% | ||
| 37 | Creative Planning | 4,709 | 89,000 | 0.03% | ||
| 38 | WFG Advisors, LP | 3,466 | 65,000 | 0.02% | ||
| 39 | NEW ENGLAND SECURITIES CORP /MA/ | 1,844 | 35,000 | 0.01% | ||
| 40 | Archford Capital Strategies, LLC | 1,595 | 30,001 | 0.01% | ||
| 41 | SOUTH GEORGIA CAPITAL, LLC | 1,100 | 21,000 | 0.01% | ||
| 42 | ARROW FINANCIAL CORP | 1,128 | 21,000 | 0.01% | ||
| 43 | REILLY FINANCIAL ADVISORS, LLC | 1,000 | 19,000 | 0.01% | ||
| 44 | OPTIMUM INVESTMENT ADVISORS | 1,000 | 19,000 | 0.01% | ||
| 45 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,021 | 19,000 | 0.01% | ||
| 46 | BANK OF MONTREAL /CAN/ | 1,000 | 19,000 | 0.01% | ||
| 47 | FIRST MANHATTAN CO. LLC. | 1,000 | 18,000 | 0.01% | ||
| 48 | Hudock, Inc. | 893 | 17,000 | 0.01% | ||
| 49 | FIFTH THIRD BANCORP | 855 | 16,000 | 0.01% | ||
| 50 | NEXT Financial Group, Inc | 700 | 13,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
