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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 54 Institutional holders with a total value of $292,953,712.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 357 7,000 0.00%
2 THOMPSON SIEGEL & WALMSLEY LLC 500 9,000 0.00%
3 SECURITY NATIONAL TRUST CO 600 11,000 0.00%
4 NEXT Financial Group, Inc 700 13,000 0.00%
5 Hudock, Inc. 893 16,000 0.01%
6 OPTIMUM INVESTMENT ADVISORS 1,000 17,000 0.01%
7 BANK OF MONTREAL /CAN/ 1,000 18,000 0.01%
8 REILLY FINANCIAL ADVISORS, LLC 1,000 18,000 0.01%
9 FIRST MANHATTAN CO. LLC. 1,000 18,000 0.01%
10 WealthTrust Fairport, LLC 1,086 20,000 0.01%
11 SOUTH GEORGIA CAPITAL, LLC 1,100 20,000 0.01%
12 NEW ENGLAND SECURITIES CORP /MA/ 1,491 27,000 0.01%
13 Archford Capital Strategies, LLC 1,595 29,000 0.01%
14 WFG Advisors, LP 3,491 64,000 0.02%
15 Creative Planning 5,259 96,000 0.03%
16 Tower Research Capital LLC (TRC) 5,407 99,000 0.03%
17 CITIGROUP INC 5,822 107,000 0.04%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,399 172,000 0.06%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 10,118 185,000 0.06%
20 First Allied Advisory Services, Inc. 11,180 203,000 0.07%
21 JANE STREET GROUP, LLC 11,557 211,000 0.07%
22 TCI Wealth Advisors, Inc. 12,000 219,000 0.07%
23 US BANCORP \DE\ 12,896 236,000 0.08%
24 DEUTSCHE BANK AG\ 16,556 301,000 0.10%
25 Relative Value Partners, LLC 19,540 357,000 0.12%
26 GOLDMAN SACHS GROUP INC 21,375 391,000 0.13%
27 McAdams Wright Ragen, Inc. 23,000 420,000 0.14%
28 HighTower Advisors, LLC 25,175 460,000 0.16%
29 Valentine Capital Asset Management, Inc. 28,950 529,000 0.18%
30 OPPENHEIMER & CO INC 29,775 544,000 0.19%
31 AMERICAN INTERNATIONAL GROUP, INC. 30,143 550,720 0.19%
32 RAYMOND JAMES & ASSOCIATES 31,898 583,000 0.20%
33 Raymond James Financial Services Advisors, Inc. 34,564 631,000 0.22%
34 Robert W. Baird & Co. Inc 38,435 702,000 0.24% SH
35 D.A. DAVIDSON & CO. 38,502 703,000 0.24%
36 Janney Montgomery Scott LLC 49,370 901,992 0.31%
37 AMERIPRISE FINANCIAL INC 58,613 1,071,000 0.37%
38 MSI Financial Services Inc 58,809 1,074,000 0.37%
39 STEPHENS INC /AR/ 65,359 1,194,000 0.41%
40 ROYAL BANK OF CANADA 75,026 1,371,000 0.47%
41 Commonwealth Equity Services, Inc 87,406 1,597,000 0.55%
42 PINNACLE ASSOCIATES LTD 108,799 1,988,000 0.68%
43 Cetera Advisor Networks LLC 116,953 2,134,000 0.73%
44 Index Management Solutions, LLC 170,916 3,123,000 1.07%
45 STIFEL FINANCIAL CORP 318,762 5,824,000 1.99%
46 WELLS FARGO & COMPANY/MN 351,255 6,418,000 2.19%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 483,917 8,841,000 3.02%
48 Cambridge Investment Research Advisors, Inc. 651,546 11,907,000 4.06%
49 LPL Financial LLC 741,162 13,371,000 4.56%
50 Invesco Ltd. 813,673 14,866,000 5.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.