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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 78 Institutional holders with a total value of $249,861,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
2 Raab & Moskowitz Asset Management LLC 156 2,000 0.00%
3 BlackRock Investment Management, LLC 270 4,000 0.00%
4 NEXT Financial Group, Inc 400 6,000 0.00%
5 Advisory Services Network, LLC 440 7,000 0.00%
6 SECURITY NATIONAL TRUST CO 600 10,000 0.00%
7 Archford Capital Strategies, LLC 595 10,000 0.00%
8 VALLEY NATIONAL ADVISERS INC 554 10,000 0.00%
9 Hudock, Inc. 893 14,000 0.01%
10 OPTIMUM INVESTMENT ADVISORS 1,000 16,000 0.01%
11 REILLY FINANCIAL ADVISORS, LLC 1,000 16,000 0.01%
12 WealthTrust Fairport, LLC 1,087 17,000 0.01%
13 SOUTH GEORGIA CAPITAL, LLC 1,100 18,000 0.01%
14 Apriem Advisors 1,108 18,000 0.01%
15 NEW ENGLAND SECURITIES CORP /MA/ 1,331 21,000 0.01%
16 Klingman & Associates, LLC 1,400 22,000 0.01%
17 BANK OF MONTREAL /CAN/ 1,700 27,000 0.01%
18 WFG Advisors, LP 3,020 48,000 0.02%
19 GLENMEDE TRUST CO NA 3,135 50,000 0.02%
20 CITIGROUP INC 4,687 75,000 0.03%
21 NATIONAL PLANNING CORP 4,882 79,185 0.03%
22 Cypress Capital Management LLC (WY) 5,300 84,800 0.03%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,568 105,000 0.04%
24 B. Riley Wealth Advisors, Inc. 7,090 113,000 0.05%
25 Creative Planning 7,288 117,000 0.05%
26 TCI Wealth Advisors, Inc. 12,000 192,000 0.08%
27 US BANCORP \DE\ 12,195 195,000 0.08%
28 WEDBUSH SECURITIES INC 13,300 213,000 0.09%
29 First Allied Advisory Services, Inc. 14,220 227,000 0.09%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 15,008 240,000 0.10%
31 CREDIT SUISSE AG/ 15,476 248,000 0.10%
32 DEUTSCHE BANK AG\ 16,556 264,000 0.11%
33 Dana Investment Advisors, Inc. 17,172 275,000 0.11%
34 Bank of New York Mellon Corp 17,211 275,000 0.11%
35 Cambridge Investment Research Advisors, Inc. 19,255 308,000 0.12%
36 Relative Value Partners, LLC 19,540 313,000 0.13%
37 Tower Research Capital LLC (TRC) 21,012 336,000 0.13%
38 ALETHEA CAPITAL MANAGEMENT, LLC 21,881 350,000 0.14%
39 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,062 353,000 0.14%
40 Sigma Planning Corp 23,314 373,000 0.15%
41 JANE STREET GROUP, LLC 23,835 381,000 0.15%
42 OTA Financial Group L.P. 24,948 399,000 0.16%
43 Virtu KCG Holdings LLC 26,180 419,000 0.17%
44 Merriman Wealth Management, LLC 26,000 422,000 0.17%
45 Stratos Wealth Partners, LTD. 26,934 430,472 0.17%
46 HighTower Advisors, LLC 27,475 440,000 0.18%
47 AMERICAN INTERNATIONAL GROUP, INC. 27,573 441,175 0.18%
48 CORNERSTONE ADVISORS INC 27,600 442,000 0.18%
49 OPPENHEIMER & CO INC 29,775 476,000 0.19%
50 RAYMOND JAMES & ASSOCIATES 30,126 482,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.