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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 84 Institutional holders with a total value of $215,858,495.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 STEPHENS INC /AR/ 50,069 617,000 0.29%
52 D.A. DAVIDSON & CO. 62,466 770,000 0.36%
53 Thomas J. Herzfeld Advisors, Inc. 62,767 774,000 0.36%
54 THRIVENT FINANCIAL FOR LUTHERANS 71,650 884,000 0.41%
55 ANCORA PRIVATE WEALTH ADVISORS, LLC 77,736 958,000 0.44%
56 ADVISOR GROUP, INC. 80,665 993,000 0.46%
57 DESCHUTES PORTFOLIO STRATEGY, LLC 82,064 1,012,000 0.47%
58 ROYAL BANK OF CANADA 89,581 1,105,000 0.51%
59 FIRST TRUST ADVISORS LP 96,442 1,189,000 0.55%
60 MSI Financial Services Inc 99,425 1,226,000 0.57%
61 Raymond James Financial Services Advisors, Inc. 106,255 1,310,000 0.61%
62 COHEN & STEERS, INC. 112,354 1,385,000 0.64%
63 LPL Financial LLC 114,202 1,409,000 0.65%
64 Cetera Advisor Networks LLC 118,316 1,458,000 0.68%
65 RAYMOND JAMES & ASSOCIATES 128,975 1,590,000 0.74%
66 CITIGROUP INC 136,695 1,685,000 0.78%
67 1832 Asset Management L.P. 150,000 1,862,000 0.86%
68 WELLS FARGO & COMPANY/MN 158,024 1,948,000 0.90%
69 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 170,016 2,096,000 0.97%
70 Advisors Asset Management, Inc. 183,718 2,265,000 1.05%
71 NEWGATE CAPITAL MANAGEMENT LLC 186,999 2,306,000 1.07%
72 POINTE CAPITAL MANAGEMENT LLC 189,870 2,341,000 1.08%
73 Shaker Financial Services, LLC 203,321 2,507,000 1.16%
74 WOLVERINE ASSET MANAGEMENT LLC 226,536 2,793,000 1.29%
75 BAIRD FINANCIAL GROUP, INC. 260,408 3,212,000 1.49%
76 BANK OF NOVA SCOTIA 290,961 3,588,000 1.66%
77 STIFEL FINANCIAL CORP 325,636 4,015,000 1.86%
78 UBS Group AG 347,347 4,282,000 1.98%
79 CORNERSTONE ADVISORS INC 604,072 7,448,000 3.45%
80 Saba Capital Management, L.P. 790,405 9,746,000 4.51%
81 Invesco Ltd. 1,377,490 16,984,000 7.87%
82 GUGGENHEIM CAPITAL LLC 1,394,789 17,197,000 7.97%
83 BANK OF AMERICA CORP /DE/ 2,280,920 28,124,000 13.03%
84 MORGAN STANLEY 6,224,002 76,741,000 35.55%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.