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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 82 Institutional holders with a total value of $224,037,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 46,369 586,000 0.26%
52 SHEPHERD KAPLAN KROCHUK, LLC 49,060 620,000 0.28%
53 Cambridge Investment Research Advisors, Inc. 61,378 776,000 0.35%
54 Thomas J. Herzfeld Advisors, Inc. 61,787 781,000 0.35%
55 D.A. DAVIDSON & CO. 64,741 818,000 0.37%
56 THRIVENT FINANCIAL FOR LUTHERANS 71,650 906,000 0.40%
57 ANCORA PRIVATE WEALTH ADVISORS, LLC 79,043 999,000 0.45%
58 ROYAL BANK OF CANADA 90,914 1,149,000 0.51%
59 Commonwealth Equity Services, Inc 95,820 1,211,000 0.54%
60 FIRST TRUST ADVISORS LP 100,292 1,268,000 0.57%
61 ADVISOR GROUP, INC. 101,818 1,287,000 0.57%
62 LPL Financial LLC 107,496 1,336,000 0.60%
63 Raymond James Financial Services Advisors, Inc. 108,988 1,378,000 0.62%
64 CITIGROUP INC 110,433 1,396,000 0.62%
65 COHEN & STEERS, INC. 112,354 1,420,000 0.63%
66 1832 Asset Management L.P. 150,000 1,896,000 0.85%
67 RAYMOND JAMES & ASSOCIATES 153,422 1,939,000 0.87%
68 POINTE CAPITAL MANAGEMENT LLC 192,200 2,429,000 1.08%
69 BANK OF NOVA SCOTIA 204,513 2,585,000 1.15%
70 Cetera Advisor Networks LLC 221,693 2,802,000 1.25%
71 Advisors Asset Management, Inc. 298,917 3,778,000 1.69%
72 BAIRD FINANCIAL GROUP, INC. 304,255 3,846,000 1.72%
73 CORNERSTONE ADVISORS INC 334,236 4,225,000 1.89%
74 WELLS FARGO & COMPANY/MN 343,447 4,341,000 1.94%
75 STIFEL FINANCIAL CORP 349,586 4,421,000 1.97%
76 UBS Group AG 373,539 4,722,000 2.11%
77 RELATIVE VALUE PARTNERS GROUP, LLC 709,788 8,972,000 4.00%
78 Saba Capital Management, L.P. 1,290,469 16,312,000 7.28%
79 Invesco Ltd. 1,425,385 18,017,000 8.04%
80 GUGGENHEIM CAPITAL LLC 1,491,966 18,858,000 8.42%
81 BANK OF AMERICA CORP /DE/ 2,222,179 28,087,000 12.54%
82 MORGAN STANLEY 5,794,675 73,244,000 32.69%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.