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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 28 Institutional holders with a total value of $23,775,086.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 108,079 4,335,000 18.23%
2 RAYMOND JAMES & ASSOCIATES 85,429 3,427,000 14.41%
3 WELLS FARGO & COMPANY/MN 73,131 2,933,000 12.34%
4 PNC FINANCIAL SERVICES GROUP, INC. 45,600 1,830,000 7.70%
5 ROYAL BANK OF CANADA 44,621 1,790,000 7.53%
6 Commonwealth Equity Services, Inc 34,227 1,373,000 5.77%
7 BANK OF AMERICA CORP /DE/ 32,641 1,309,000 5.51%
8 Verus Financial Partners, Inc. 18,427 739,000 3.11% SH
9 Virtu KCG Holdings LLC 16,799 674,000 2.83%
10 UBS AG 14,595 586,000 2.46%
11 Bank of New York Mellon Corp 14,095 565,000 2.38%
12 AMERIPRISE FINANCIAL INC 13,594 545,000 2.29%
13 STEPHENS INC /AR/ 12,363 496,000 2.09%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,921 478,000 2.01%
15 COLDSTREAM CAPITAL MANAGEMENT INC 10,452 419,000 1.76%
16 US BANCORP \DE\ 10,000 401,000 1.69%
17 JANE STREET GROUP, LLC 9,968 400,000 1.68%
18 BANK OF MONTREAL /CAN/ 8,762 351,000 1.48%
19 INTRUST BANK NA 7,000 281,000 1.18%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,691 268,000 1.13%
21 HighTower Advisors, LLC 6,539 262,000 1.10%
22 WFG Advisors, LP 2,430 97,000 0.41%
23 AMERICAN INTERNATIONAL GROUP, INC. 1,872 75,086 0.32%
24 Pinnacle Summer Investments, Inc. 1,394 58,000 0.24%
25 MSI Financial Services Inc 1,365 55,000 0.23%
26 Creative Planning 413 17,000 0.07%
27 CITIGROUP INC 217 9,000 0.04%
28 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 60 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.