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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $29,130,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AFFINITY WEALTH MANAGEMENT LLC 179,920 8,059,000 27.67%
2 WELLS FARGO & COMPANY/MN 81,173 3,636,000 12.48%
3 PNC FINANCIAL SERVICES GROUP, INC. 60,227 2,698,000 9.26%
4 Madrona Financial Services, LLC 44,409 1,989,000 6.83%
5 BANK OF AMERICA CORP /DE/ 37,796 1,693,000 5.81%
6 CITADEL ADVISORS LLC 34,874 1,562,000 5.36%
7 MORGAN STANLEY 30,634 1,373,000 4.71%
8 DekaBank Deutsche Girozentrale 69,700 1,296,000 4.45%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,586 1,012,000 3.47%
10 JANE STREET GROUP, LLC 21,708 972,000 3.34%
11 RAYMOND JAMES & ASSOCIATES 18,898 846,000 2.90%
12 Bank of New York Mellon Corp 18,652 836,000 2.87%
13 COLDSTREAM CAPITAL MANAGEMENT INC 14,633 655,000 2.25%
14 BANK OF MONTREAL /CAN/ 12,292 551,000 1.89%
15 Virtu KCG Holdings LLC 7,400 331,000 1.14%
16 UBS Group AG 7,314 328,000 1.13%
17 INTRUST BANK NA 6,000 269,000 0.92%
18 CAHILL FINANCIAL ADVISORS INC 6,003 269,000 0.92%
19 ENVESTNET ASSET MANAGEMENT INC 4,396 197,000 0.68%
20 MSI Financial Services Inc 4,123 185,000 0.64%
21 ADVISOR GROUP, INC. 3,837 171,000 0.59%
22 Carroll Financial Associates, Inc. 1,173 52,000 0.18%
23 IFP ADVISORS, INC 1,000 45,000 0.15%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 839 37,000 0.13%
25 Creative Planning 413 18,000 0.06%
26 ROYAL BANK OF CANADA 350 16,000 0.05%
27 GENEOS WEALTH MANAGEMENT INC. 350 15,000 0.05%
28 CITIGROUP INC 306 14,000 0.05%
29 Tower Research Capital LLC (TRC) 120 5,000 0.02%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.