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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 35 Institutional holders with a total value of $30,648,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AFFINITY WEALTH MANAGEMENT LLC 183,074 8,041,000 26.24%
2 WELLS FARGO & COMPANY/MN 70,563 3,099,000 10.11%
3 PNC FINANCIAL SERVICES GROUP, INC. 60,227 2,645,000 8.63%
4 JANE STREET GROUP, LLC 56,558 2,484,000 8.10%
5 Madrona Financial Services, LLC 43,637 1,917,000 6.25%
6 MORGAN STANLEY 32,301 1,419,000 4.63%
7 BANK OF AMERICA CORP /DE/ 31,723 1,393,000 4.55%
8 CITADEL ADVISORS LLC 30,630 1,347,000 4.40%
9 AMERIPRISE FINANCIAL INC 29,866 1,312,000 4.28%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,784 1,178,000 3.84%
11 Bank of New York Mellon Corp 20,375 895,000 2.92%
12 COLDSTREAM CAPITAL MANAGEMENT INC 15,400 676,000 2.21%
13 WHALEROCK POINT PARTNERS, LLC 13,000 570,000 1.86%
14 RAYMOND JAMES & ASSOCIATES 11,760 516,000 1.68%
15 BANK OF MONTREAL /CAN/ 10,322 453,000 1.48%
16 UBS Group AG 8,522 374,000 1.22%
17 DekaBank Deutsche Girozentrale 18,000 314,000 1.02%
18 CAHILL FINANCIAL ADVISORS INC 6,145 270,000 0.88%
19 INTRUST BANK NA 6,000 264,000 0.86%
20 Raymond James Financial Services Advisors, Inc. 5,428 238,000 0.78%
21 LPL Financial LLC 5,392 233,000 0.76%
22 Virtu KCG Holdings LLC 5,104 224,000 0.73%
23 ENVESTNET ASSET MANAGEMENT INC 4,059 178,000 0.58%
24 MSI Financial Services Inc 3,996 176,000 0.57%
25 AMERICAN INTERNATIONAL GROUP, INC. 3,769 166,000 0.54%
26 IFP ADVISORS, INC 1,171 51,000 0.17%
27 Carroll Financial Associates, Inc. 1,162 51,000 0.17%
28 Tower Research Capital LLC (TRC) 1,078 47,000 0.15%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 835 37,000 0.12%
30 D.A. DAVIDSON & CO. 539 23,000 0.08%
31 Creative Planning 413 18,000 0.06%
32 GENEOS WEALTH MANAGEMENT INC. 350 15,000 0.05%
33 CITIGROUP INC 292 13,000 0.04%
34 ROYAL BANK OF CANADA 248 11,000 0.04%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.