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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $25,236,548.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AFFINITY WEALTH MANAGEMENT LLC 171,439 7,773,000 30.80%
2 MORGAN STANLEY 102,238 4,635,000 18.37%
3 WELLS FARGO & COMPANY/MN 80,136 3,633,000 14.40%
4 PNC FINANCIAL SERVICES GROUP, INC. 60,227 2,731,000 10.82%
5 BANK OF AMERICA CORP /DE/ 24,327 1,103,000 4.37%
6 AMERIPRISE FINANCIAL INC 19,225 872,000 3.46%
7 Bank of New York Mellon Corp 18,408 834,000 3.30%
8 COLDSTREAM CAPITAL MANAGEMENT INC 17,112 776,000 3.07%
9 UBS Group AG 11,319 513,000 2.03%
10 US BANCORP \DE\ 10,000 453,000 1.80%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,929 405,000 1.60%
12 BANK OF MONTREAL /CAN/ 8,862 402,000 1.59%
13 INTRUST BANK NA 7,000 317,000 1.26%
14 NEXT Financial Group, Inc 6,025 273,000 1.08%
15 AMERICAN INTERNATIONAL GROUP, INC. 3,784 171,548 0.68%
16 MSI Financial Services Inc 2,940 133,000 0.53%
17 Joel Isaacson & Co., LLC 1,301 59,000 0.23%
18 CITIGROUP INC 953 43,000 0.17%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 812 37,000 0.15%
20 Creative Planning 563 26,000 0.10%
21 Pinnacle Summer Investments, Inc. 512 24,000 0.10%
22 ROYAL BANK OF CANADA 286 13,000 0.05%
23 GUPTA WEALTH MANAGEMENT LLC 230 10,000 0.04%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.