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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $30,440,837.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AFFINITY WEALTH MANAGEMENT LLC 197,172 8,206,000 26.96%
2 MORGAN STANLEY 92,823 3,864,000 12.69%
3 WELLS FARGO & COMPANY/MN 82,266 3,423,000 11.24%
4 PNC FINANCIAL SERVICES GROUP, INC. 60,227 2,507,000 8.24%
5 Gruss & Co., LLC 59,000 2,159,000 7.09%
6 BANK OF AMERICA CORP /DE/ 36,460 1,517,000 4.98%
7 JANE STREET GROUP, LLC 33,720 1,403,000 4.61%
8 AMERIPRISE FINANCIAL INC 29,695 1,221,000 4.01%
9 RAYMOND JAMES & ASSOCIATES 24,478 1,019,000 3.35%
10 COLDSTREAM CAPITAL MANAGEMENT INC 20,797 866,000 2.84%
11 ROYAL BANK OF CANADA 20,126 838,000 2.75%
12 Bank of New York Mellon Corp 18,786 782,000 2.57%
13 UBS Group AG 11,986 499,000 1.64%
14 US BANCORP \DE\ 10,000 416,000 1.37%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,329 388,000 1.27%
16 BANK OF MONTREAL /CAN/ 8,762 365,000 1.20%
17 INTRUST BANK NA 7,000 291,000 0.96%
18 NEXT Financial Group, Inc 6,025 250,000 0.82%
19 AMERICAN INTERNATIONAL GROUP, INC. 3,792 157,837 0.52%
20 MSI Financial Services Inc 2,790 116,000 0.38%
21 Joel Isaacson & Co., LLC 1,313 55,000 0.18%
22 CITIGROUP INC 961 40,000 0.13%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 781 33,000 0.11%
24 Pinnacle Summer Investments, Inc. 516 21,000 0.07%
25 Kistler-Tiffany Companies, LLC 85 4,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.