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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $28,915,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AFFINITY WEALTH MANAGEMENT LLC 189,249 7,776,000 26.89%
2 MORGAN STANLEY 86,484 3,554,000 12.29%
3 AMERIPRISE FINANCIAL INC 77,933 3,202,000 11.07%
4 WELLS FARGO & COMPANY/MN 74,933 3,079,000 10.65%
5 PNC FINANCIAL SERVICES GROUP, INC. 60,227 2,474,000 8.56%
6 JANE STREET GROUP, LLC 38,113 1,566,000 5.42%
7 BANK OF AMERICA CORP /DE/ 36,764 1,511,000 5.23%
8 COLDSTREAM CAPITAL MANAGEMENT INC 20,270 833,000 2.88%
9 Bank of New York Mellon Corp 18,162 747,000 2.58%
10 RAYMOND JAMES & ASSOCIATES 13,752 565,000 1.95%
11 WHALEROCK POINT PARTNERS, LLC 13,000 534,000 1.85%
12 UBS Group AG 11,969 492,000 1.70%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,159 420,000 1.45%
14 US BANCORP \DE\ 10,000 411,000 1.42%
15 BANK OF MONTREAL /CAN/ 8,762 360,000 1.25%
16 INTRUST BANK NA 7,000 288,000 1.00%
17 CAHILL FINANCIAL ADVISORS INC 5,085 209,000 0.72%
18 NEXT Financial Group, Inc 4,325 177,000 0.61%
19 AMERICAN INTERNATIONAL GROUP, INC. 3,907 161,000 0.56%
20 DekaBank Deutsche Girozentrale 5,500 154,000 0.53%
21 ENVESTNET ASSET MANAGEMENT INC 3,727 153,000 0.53%
22 MSI Financial Services Inc 2,790 115,000 0.40%
23 ROYAL BANK OF CANADA 1,369 56,000 0.19%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 689 28,000 0.10%
25 Pinnacle Summer Investments, Inc. 522 21,000 0.07%
26 Creative Planning 413 17,000 0.06%
27 CITIGROUP INC 275 11,000 0.04%
28 Tower Research Capital LLC (TRC) 25 1,000 0.00%
29 Carroll Financial Associates, Inc. 22 0 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.